“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
02.02.2011
10-01-14/620/2005-И
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.02.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Investment management of Pension assets organization “Nur Trust” , JSC(renamed from “Nur Bank”, JSC)
Organizations engaged in pension assets investment management
07.02.2011
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.02.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
17.06.2011
7
Limited enforcement action
Written agreement
The nature of a breach:
1. Concerning elimination of violations resulting from the reorganization|
Date of performance:
07.01.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
04.07.2011
16
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
75 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
04.07.2011
11
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
604 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 179-3
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
04.07.2011
10
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
604 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 179-3
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
25.05.2010
04-02-08/635/9557-И
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
25.05.2010
04-01-08/635/9557-И
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for meeting minimal capital requirements established by Resolution of the Board # 140 dated 02.09.2008.
Date of performance:
03.06.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
09.08.2011
664/118/821
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
18.08.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
25.05.2010
04-01-08/628/9527
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for provision of incorrect reports.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
