JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
02.12.2009
189
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the failure of the Bank to comply with obligations, imposed by the Authorized Agency by means of application of restricted impact measures
Date of performance:
02.12.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
03.12.2009
22
Limited enforcement action
Written agreement
The nature of a breach:
1. administrative sanction was ap
Date of performance:
01.01.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
07.12.2009
2268/1
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank with guarantee to conform with requirements of the Resolution of the Board of the Agency # 140 dated 02.09.2008
Date of performance:
30.03.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
08.12.2009
01\1933
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank with guarantee of requirements execution established by a Resolution of the Board # 140 dated 02.09.2008
Date of performance:
01.04.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
08.12.2009
04-01-14/5467
Limited enforcement action
Commitment letter
The nature of a breach:
1. With a glance of earli enforcement measures and sanctions applied to the Bank, commitment letter was requested from the bank with guarantee of matching minimal capital requirements established by Resolution of the Board # 140 dated 02.09.2008
Date of performance:
10.12.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
08.12.2009
208
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact of making the deals with violation of banking legislation of the Republic of Kazakhstan
Date of performance:
08.12.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
11.12.2009
08-02-06/10442
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of the Article 50 of the Banking Law about disclosure of confidential information.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
24.12.2013
323
Sanctions and other administrative penalties
Not specified
Punishment awarded:
86550
The nature of a breach:
1. administrative sanction was applied due to in the view of the insurance (reinsurance) organization to the authorized body false statements.
Date of performance:
24.12.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
24.12.2013
326
Sanctions and other administrative penalties
Not specified
Punishment awarded:
86550
The nature of a breach:
1. administrative sanction was applied due to in the view of the insurance (reinsurance) organization to the authorized body false statements.
Date of performance:
24.12.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
24.12.2013
325
Sanctions and other administrative penalties
Not specified
Punishment awarded:
141284
The nature of a breach:
1. administrative offence resulted in the implementation of the insurance (reinsurance) organization, insurance company, insurance broker, insurance broker of transactions in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities
Date of performance:
24.12.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
