JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
17.02.2009
10-01-22/1715
Limited enforcement action
Written prescription
The nature of a breach:
1. As per subpoint 1) paragraph 1, Article 3-1 of the Securities market Law of Republic of Kazakhstan, written order was issued to the bank, for non-provision of affiliated persons lists in fixed terms.
Date of performance:
02.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter without number and date, income № 2664 of 23.02.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
19.02.2009
04-01-14/540
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of reports into "Credit register" database in fixed terms.
Date of performance:
01.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 362 of 27.02.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
19.02.2009
02-04-32/596
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for non-provision of regulatory report in fixed terms, recognizing the facts of late provision of regulatory report and guarantee of elimination of such violation, with provide a list of planing measures.
Date of performance:
23.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №12.2-04/1266 оf 02.03.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
19.02.2009
10-01-22/1785
Limited enforcement action
Written prescription
The nature of a breach:
1. As per subpoint 1) paragraph 1, Article 3-1 of the Securities market Law of Republic of Kazakhstan, written order was issued to the bank, for non-provision of affiliated persons lists in fixed terms.
Date of performance:
28.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 09ДВ1/365 of 27.02.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
22.04.2013
66-5-1-08/582
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet reporting deadline
Date of performance:
15.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
20.02.2009
04-01-14/556
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts of violation of the domestic assets coefficient and guarantee of elimination of such violation.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №1-2120 of 06.02.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
23.04.2013
66-5-1-08/611
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
31.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
20.02.2009
10-01-22/1895
Limited enforcement action
Written prescription
The nature of a breach:
1. As per subpoint 1) paragraph 1, Article 3-1 of the Securities market Law of Republic of Kazakhstan, written order was issued to the bank, for non-provision of affiliated persons lists in fixed terms.
Date of performance:
28.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter № 1-2217 of 27.02.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
23.02.2009
08-02-06/910
Limited enforcement action
Written prescription
The nature of a breach:
1. Written order was issued to the bank for violation of paragraph 3 of Rules on banks loans documentation.
Date of performance:
28.02.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Joint Stock Company "European Insurance Company" - Life Assurance Company (renamed from "PPF Insurance - Life Assurance Company, JSC)
Insurance organizations
25.04.2013
66-5-2-07/642
Limited enforcement action
Commitment letter
The nature of a breach:
1. м
Date of performance:
06.05.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
