"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
03.12.2013
301
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
1. Official (Slyzkouhiy V.A.) committed administrative sanction was applied due to in the conclusion of contracts of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan.
Date of performance:
03.12.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
12.11.2009
191
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment by the Bank of its obligation imposed to it by the restricted impact measure
Date of performance:
12.11.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
03.12.2013
300
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company delayed in producing insurance payment.
Date of performance:
03.12.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
12.11.2009
192
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment by the Bank of its obligation imposed to it by the restricted impact measure
Date of performance:
12.11.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
12.11.2009
190
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment by the Bank of its obligation imposed to it by the restricted impact measure
Date of performance:
12.11.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
05.12.2013
66-4-3-20/5870
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
24.12.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
12.11.2009
191
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
19.11.2009
04-01-14/5278
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements of a Resolution of the Board # 128 "About establishment of rating agencies and required minimum rating for stock with which the banks may realize dealership, and also required minimum country rating with which the banks may realize dealership on securities on realization of broker and (or) dealer activity ".
Date of performance:
01.01.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
12.12.2013
66-5-2-07/3752
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
30.12.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
13.12.2013
66-5-2-07/3786
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
14.01.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
