JSC "Mortgage organization "Kazakhstan Mortgage Company"
Mortgage organizations
25.04.2012
665/210/769
Limited enforcement action
Written prescription
The nature of a breach:
1. " In complying with Article 46 Law of the Republic of Kazakhstan “On banks and banking activity in the Republic of Kazakhstan”, the letter of commitment has been exacted from the JSC«Mortgage organization» «Kazakhstan Mortgage Company» owing to violations of the requirements established by Paragraph 10 Article 2 and Paragraph 11 Article 2 of the Law of the Republic of Kazakhstan ""Anti - money laundering and countering financing of terrorism"" " |
Date of performance:
03.05.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
10.05.2012
34
Sanctions and other administrative penalties
Not specified
Punishment awarded:
32360
The nature of a breach:
1. administrative sanction was ap
Date of performance:
10.05.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "Mortgage organization "Kazakhstan Mortgage Company"
Mortgage organizations
25.04.2012
665/210/769
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.05.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
10.05.2012
668/119/2534
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market"
Date of performance:
30.05.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "Mortgage organization "Kazakhstan Mortgage Company"
Mortgage organizations
12.07.2012
663/304/2896
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.10.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "Mortgage organization "Kazakhstan Mortgage Company"
Mortgage organizations
23.08.2012
663/304/3563
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
04.09.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Almaty Regional Mortgage Company”, JSC
Mortgage organizations
28.09.2012
663/308/4156
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
21.01.2008
302
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
23 360 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
21.01.2008
303
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58400
The nature of a breach:
Date of performance:
21.01.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
21.01.2008
08-01-2/202
Limited enforcement action
Written warning
The nature of a breach:
1. By results of consideration of the complaint of the investor of Mrs. Aldingazovoi D. A., enforecement measure was applied to bank in the form of writen notification
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
No provided
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
