"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
29.06.2012
665/410/1375
Limited enforcement action
Commitment letter
The nature of a breach:
1. By results of inspection
Date of performance:
10.07.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company" ASKO", JSC
Insurance organizations
02.07.2012
664/209/3705
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the standards of diversification
Date of performance:
09.07.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
03.07.2012
664/209/3722
Limited enforcement action
Written prescription
The nature of a breach:
1. Didn’t represent reporting related to adequacy of liquid assets.
Date of performance:
13.07.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
12.07.2012
72
Sanctions and other administrative penalties
Not specified
Punishment awarded:
111422
The nature of a breach:
Date of performance:
12.07.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
18.07.2012
664/209/3986
Limited enforcement action
Commitment letter
The nature of a breach:
1. Transfered of part-time amount of mandatory installments to the Insurance payments guarantee fund
Date of performance:
31.07.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
20.07.2012
667/103/4170
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
30.07.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
23.07.2012
664/209/4102
Limited enforcement action
Written prescription
The nature of a breach:
1. Incorrect reporting related to loss ratio
Date of performance:
31.07.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
24.07.2012
664/217/4153
Limited enforcement action
Commitment letter
The nature of a breach:
1. Discrepancies between electronic data and the same on paper
Date of performance:
31.07.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
26.07.2012
661/246/2020
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective
Date of performance:
06.08.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
31.07.2012
667/103/4405
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
22.08.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
