"ATFBank", JSC
Custodian
12.09.2014
33-1-06/2331
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.09.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Custodian
29.04.2015
33-1-06/3174
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
18.05.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Custodian
12.05.2015
150000803001071
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594600
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Custodian
26.06.2015
33-1-06/4975
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
04.08.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
10.05.2012
31
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
7 505 375тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 10
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
10.05.2012
668/119/2534
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market"
Date of performance:
30.05.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
18.05.2012
664/209/2646
Limited enforcement action
Written prescription
The nature of a breach:
1. Representation of uncompleted data in reports
Date of performance:
28.05.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
21.05.2012
664/209/2697
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of the requirement of the law of the Republic of Kazakhstan
Date of performance:
12.07.2012
Статья/пункты НПА, Статья КоАП:
Note:
Didn't implement, written warning 31.10.2012 №664/209/6509 was applied
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
22.05.2012
665/410/991
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
05.06.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
29.05.2012
664/209/2902
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
11.06.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
