"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
30.05.2012
664/209/2921
Limited enforcement action
Commitment letter
The nature of a breach:
1. breached the standards of diversification
Date of performance:
11.06.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
31.05.2012
665/410/1067
Limited enforcement action
Commitment letter
The nature of a breach:
1. By results of inspection
Date of performance:
04.06.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
06.06.2012
668/204/3108
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of the requirement of item 2 of article 33 of the Law of the Republic Kazakhstan «About Insurance activity »
Date of performance:
22.06.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
07.06.2012
59
Sanctions and other administrative penalties
Not specified
Punishment awarded:
809000
The nature of a breach:
1. administrative sanction was applied due to in repeated (two or more times within twelve consecutive calendar months) violation of the insurance (reinsurance) organizations established by the authorized body of prudential standards.
Date of performance:
07.06.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 3
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
07.06.2012
61
Sanctions and other administrative penalties
Not specified
Punishment awarded:
1774410
The nature of a breach:
1. administrative sanction was applied due to in the implementation of transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities.
Date of performance:
07.06.2012
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
08.06.2012
667/103/3424
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
20.06.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
13.06.2012
667/107/3491
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
20.06.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company" ASKO", JSC
Insurance organizations
18.06.2012
667/207/3598
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of the requirement of item 3 of article 20 of the Law of the Republic Kazakhstan «About compulsory insurance of workers against accidents in the performance of labor (service) duties»
Date of performance:
03.09.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
25.06.2012
661/246/1736
Limited enforcement action
Commitment letter
The nature of a breach:
1. Out-of-sequence present of information about auditing
Date of performance:
30.06.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
25.06.2012
661/246/1731
Limited enforcement action
Commitment letter
The nature of a breach:
1. Out-of-sequence present of information about auditing
Date of performance:
30.06.2012
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
