"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
28.01.2008
06-01-18/224
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to implement the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
28.01.2008
06-01-18/225
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of requirements of the Decree of the Board of National Bank of the RK dated 6th Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
28.01.2008
06-01-22/259
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Society "TSHASO", JSC
Insurance organizations
30.01.2008
06-01-18/248
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to perform of the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
30.01.2008
06-01-18/251
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of the requirements of the Decree of the Board of National Bank of the RK dated 6th Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
30.01.2008
06-01-18/249
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to perform of the requirements of the Decree of the Board of National Bank of the RK dated 06 Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
30.01.2008
06-01-18/250
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of requirements of the Decree of the Board of National Bank of the RK dated 6th Dec 2003 No. 435 " On conducting auxiliary book keeping and the Main account book introduced in automated information system of the insurance (reinsurance) organizations".
Date of performance:
22.04.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
31.01.2008
06-01-22/257
Limited enforcement action
Written warning
The nature of a breach:
1. Infringement of requirements of the written instruction of Agency of the RK on regulation and supervision of the financial market & financial organizations dated 05 July 2007 No. 06-01-18/1950 for infringement of requirements of article 11-1 of the Law of the RK "On insurance activity"
Date of performance:
15.03.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
03.10.2008
131
Sanctions and other administrative penalties
Not specified
Punishment awarded:
233600
The nature of a breach:
1. administrative sanction was applied due to the fact that company failed fulfill the written instruction of the Authorized body
Date of performance:
03.10.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
03.10.2008
06-01-22/2279
Limited enforcement action
License suspension
The nature of a breach:
Date of performance:
02.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
