"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Brocker-Dealers
04.06.2006
05-01-17/1838
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
04.06.2006
05-01-17/1837
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Brocker-Dealers
04.06.2006
05-01-17/1835
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
20.04.2009
№ 06-02-10/984
Limited enforcement action
Written prescription
The nature of a breach:
1. For breaches, revealed as a result of complex inspection
Date of performance:
16.06.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
20.04.2009
№ 06-02-10/983
Limited enforcement action
Commitment letter
The nature of a breach:
1. For breaches, revealed as a result of complex inspection
Date of performance:
04.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Brocker-Dealers
04.06.2006
05-01-17/1834
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
04.06.2006
05-01-17/1829
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
19.06.2006
05-02-13/3634
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.07.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Savings Bank of Kazakhstan", JSC
Brocker-Dealers
25.07.2006
05-01-18/4466
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.08.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
15.08.2006
05-02-13/4887
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.09.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
