"Investment House "Fincraft", JSC
Brocker-Dealers
04.09.2007
166
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43 680 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
27.05.2009
08-01-07/2783
Limited enforcement action
Written prescription
The nature of a breach:
1. Insurance payments have not been realised that caused breach of the paragraph 1 of the article 26 of the Law on civil - law responcibilities of the vehicle's owners
Date of performance:
27.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Tengry Finance”, JSC(renamed from “RBNT Securities”, JSC)
Brocker-Dealers
27.09.2007
241
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
109 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 357-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Brocker-Dealers
03.12.2007
282
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
163 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
27.05.2009
08-01-07/3004
Limited enforcement action
Written prescription
The nature of a breach:
1. The required documents, sent by letter of the Agency have not been presented
Date of performance:
27.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
27.05.2009
08-01-06/2885
Limited enforcement action
Written prescription
The nature of a breach:
1. Insurance payments have not been realised that caused breach of the paragraph 1 of the article 26 of the Law on civil - law responcibilities of the vehicle's owners
Date of performance:
27.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization "Orleu", JSC (renamed from - “IMPAO “RESMI Asset Management”, JSC)
Brocker-Dealers
03.12.2007
281
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
163 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alibi Securities", JSC
Brocker-Dealers
25.12.2013
66-4-2-10/6571
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.01.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
05.12.2007
288
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
109 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
29.05.2009
06-02-10/845
Limited enforcement action
Written prescription
The nature of a breach:
1. For breaches, revealed as a result of complex inspection
Date of performance:
29.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by the letter 22.04.09 № 15022
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
