An organization engaged in microfinance activities
17.02.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Law of the Republic of Kazakhstan " on microfinance activities"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
01.03.2021
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 6
Пункт: 2
- The Law Republic of Kazakhstan "On Accounting and Financial Reporting"
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
An organization engaged in microfinance activities
26.02.2021
217500803000100
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58340
The nature of a breach:
1. Violation by organizations engaged in microfinance activities of the deadlines for submission of financial or other statements provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan
Date of performance:
08.04.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
25.02.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Date of performance:
11.03.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
25.02.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Date of performance:
11.03.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
25.02.2021
210000803000004
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
875 100
The nature of a breach:
Date of performance:
27.03.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Capital Bank Kazakhstan", JSC
Second tier banks
25.02.2021
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
27.03.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Таур Exchange" LLP
Authorized organization
24.02.2021
217500803000095
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
729 250 тenge
The nature of a breach:
1. Violation in the form of negligence by the subjects of financial monitoring is based on the relevant verification of clients (their representatives) and beneficiaries, which is repeated in the year after the imposition of the administrative request, the Republic of Kazakhstan is responsible for the 12th day of the month.
Date of performance:
18.04.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 5
Пункт: пп.1 п.3
- The Law of the Republic of Kazakhstan "On Counteracting the Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism"
Note:
Постановление СМАС г.Алматы №7528-21-00-3/6023 от 11.03.2021г.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Таур Exchange" LLP
Authorized organization
24.02.2021
217500803000096
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
729 250 тenge
The nature of a breach:
1. Violation in the form of negligence by the subjects of financial monitoring is based on the relevant verification of clients (their representatives) and beneficiaries, which is repeated in the year after the imposition of the administrative request, the Republic of Kazakhstan is responsible for the 12th day of the month.
Date of performance:
18.04.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 5
Пункт: пп.1 п.3
- The Law of the Republic of Kazakhstan "On Counteracting the Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism"
Note:
Постановление СМАС г.Алматы №7528-21-00-3/6025 от 11.03.2021г.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
24.02.2021
25-04-29/870
Limited enforcement action
Written prescription
The nature of a breach:
1. Violated: paragraph 33-1; sub-paragraphs 7) and 8) of paragraph 39; sub-paragraph 4) of paragraph 40; paragraphs 42, 49, 51, 54 of the Rules for Conducting Exchange Operations with Foreign Currency in Cash in the Republic of Kazakhstan, approved by Resolution No. 49 of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019.
2. Paragraph 3 of Article 5 of the Law of the Republic of Kazakhstan "On Countering the Legalization (Laundering) of Proceeds from Crime and the Financing of Terrorism" dated August 28, 2009 No. 191-IV was violated.
2. Paragraph 3 of Article 5 of the Law of the Republic of Kazakhstan "On Countering the Legalization (Laundering) of Proceeds from Crime and the Financing of Terrorism" dated August 28, 2009 No. 191-IV was violated.
Date of performance:
26.02.2021
Статья/пункты НПА, Статья КоАП:
2. Статья: 214 Пункт: 1 - The Code of Administrative Offenses
Type of Enactments
1.
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
