An organization engaged in microfinance activities
03.02.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
An organization engaged in microfinance activities
03.02.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
An organization engaged in microfinance activities
03.02.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
An organization engaged in microfinance activities
03.02.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
An organization engaged in microfinance activities
03.02.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
Authorized organization
12.02.2021
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
25.03.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 5
Пункт: п.2, подпункт 1 пункта 3, подпункт 1 пункта 3-1
-
2. Статья: 13 -
2. Статья: 13 -
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
«ТАЗА АЙЫРБАСТАУ» LLP
Authorized organization
15.02.2021
3-447/2021
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
1. Inconsistency of internal control rules
Статья/пункты НПА, Статья КоАП:
1.
Статья: статья 11
Пункт: пункт 3
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
27.01.2021
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
30.03.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 5
Пункт: пп.1 п.3
- The Law of the Republic of Kazakhstan "On Counteracting the Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism"
2. Статья: 13 -
2. Статья: 13 -
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Authorized organization
09.02.2021
5153-21-00-3/85
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
469637
The nature of a breach:
1. Неисполнение субъектами финансового мониторинга обязанностей по разработке и принятию правил внутреннего контроля и программ его осуществления либо несоответствие правил внутреннего контроля требованиям законодательства Республики Казахстан о противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 10
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Туркестанский филиал (Туркестан)
An organization engaged in microfinance activities
02.02.2021
211500803000002
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Нарушение финансовыми организациями, осуществляющими микрофинансовую деятельность, предусмотренного нормативными правовыми актами Национального Банка Республики Казахстан срока представления финансовой или иной отчетности.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
