An organization engaged in microfinance activities
30.09.2020
201900803000026
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
An organization engaged in microfinance activities
30.09.2020
201900803000027
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
An organization engaged in microfinance activities
29.09.2020
201900803000022
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
An organization engaged in microfinance activities
29.09.2020
201900803000021
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
An organization engaged in microfinance activities
29.09.2020
201900803000023
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
Authorized organization
06.10.2020
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
14.10.2020
Статья/пункты НПА, Статья КоАП:
2. Статья: 214 Пункт: 1 - The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Пилигрим-V" LLP
Authorized organization
24.09.2020
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 33
- Regulation No. 49
2. Статья: 11 Пункт: 2 - The Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49.
3. Статья: 464 Пункт: 1 - The Code of Administrative Offenses
2. Статья: 11 Пункт: 2 - The Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49.
3. Статья: 464 Пункт: 1 - The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
LLP Galіm
Authorized organization
02.10.2020
34-05-12/640
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. Violation of paragraphs 33-1, 50, 51 Of the rules for conducting exchange operations with foreign currency in cash No. 49 of 04.04.2019
Date of performance:
08.10.2020
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
Elegant1 LLP
Authorized organization
02.10.2020
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. registers logs of purchased and sold foreign currency do not match the form according to the application 11 to rule No. 49.
2. chart of accounts does not math the standart chart of account to TPS 79.
2. chart of accounts does not math the standart chart of account to TPS 79.
Date of performance:
26.10.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 49
- Of the Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan No. 49 dated 04.04.2019
2. Статья: 6 Пункт: 2 - The Law Republic of Kazakhstan "On Accounting and Financial Reporting"
2. Статья: 6 Пункт: 2 - The Law Republic of Kazakhstan "On Accounting and Financial Reporting"
Note:
the violation of p. 51 of the rules 49, of the p. 5 of article 7 of the Law " accounting and financial reporting".
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
2. On compliance with accounting and financial reporting standards
2. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
29.09.2020
200000803000074
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
