An organization engaged in microfinance activities
12.11.2020
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
«Обменный Пункт «АС – Зеленый Медведь» LLP
Authorized organization
11.11.2020
202300803000026
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
222240
The nature of a breach:
Date of performance:
21.12.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"Мост" LLP
Authorized organization
29.10.2020
203100803000021
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
administrative fine in the amount of 222,240 tenge
The nature of a breach:
1. violation of licensing standards, in terms of non-compliance with the qualification requirements for licensed activities
Date of performance:
04.11.2020
Статья/пункты НПА, Статья КоАП:
Note:
Paid voluntarily on 04.11.2020
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Authorized organization
05.11.2020
25-04-29/3846
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
1. Paragraph 33-1 of the Rules for Carrying out Exchange operations with Foreign Currency in Cash in the Republic of Kazakhstan, approved by Resolution No. 49 of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
04.11.2020
207500803000397
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation by organizations engaged in microfinance activities of the deadline for submission of financial or other statements provided for by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
04.11.2020
25-04-29/3811
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
1. Paragraph 33-1 of the Rules for Carrying out Exchange operations with Foreign Currency in Cash in the Republic of Kazakhstan, approved by Resolution No. 49 of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
LLP "Лимон Эксчейндж"
Authorized organization
04.11.2020
25-04-29/3810
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
1. Paragraph 33-1 of the Rules for Carrying out Exchange operations with Foreign Currency in Cash in the Republic of Kazakhstan, approved by Resolution No. 49 of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Таур Exchange" LLP
Authorized organization
26.10.2020
207500803000355
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
427 812 tenge
The nature of a breach:
1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of proceeds from crime and the financing of terrorism in terms of providing information on transactions subject to financial monitoring, due diligence of clients (their representatives) and beneficial owners
Date of performance:
20.12.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Note:
Постановление СМАС г.Алматы №7528-20-00-3/22642 от 11.11.2020г.
Type of Enactments
1. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Capital Bank Kazakhstan", JSC
Second tier banks
03.11.2020
200000803000078
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
833 400
The nature of a breach:
Date of performance:
03.12.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
03.11.2020
200000803000079
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
833 400
The nature of a breach:
Date of performance:
03.12.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
