"Арсенал-Exchange" LLP
Authorized organization
19.11.2020
25-04-29/4032
Limited enforcement action
Written prescription
The nature of a breach:
1. Paragraph 33-1 of the Rules for Conducting Exchange Operations with Foreign Currency in Cash in the Republic of Kazakhstan, approved by Resolution No. 49 of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019, was violated.
Date of performance:
26.11.2020
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
19.11.2020
25-04-29/4031
Limited enforcement action
Written prescription
The nature of a breach:
1. Paragraph 33-1 of the Rules for Conducting Exchange Operations with Foreign Currency in Cash in the Republic of Kazakhstan, approved by Resolution No. 49 of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019, was violated.
Date of performance:
26.11.2020
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«СЕРВИС» LLP
Authorized organization
19.11.2020
25-04-29/4030
Limited enforcement action
Written prescription
The nature of a breach:
1. Paragraph 33-1 of the Rules for Conducting Exchange Operations with Foreign Currency in Cash in the Republic of Kazakhstan, approved by Resolution No. 49 of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019, was violated.
Date of performance:
26.11.2020
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
19.11.2020
25-04-29/4033
Limited enforcement action
Written prescription
The nature of a breach:
1. Paragraph 33-1 of the Rules for Conducting Exchange Operations with Foreign Currency in Cash in the Republic of Kazakhstan, approved by Resolution No. 49 of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019, was violated.
Date of performance:
26.11.2020
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
17.11.2020
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
24.11.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 33-1
-
2. Статья: 51 -
2. Статья: 51 -
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
An organization engaged in microfinance activities
04.11.2020
205500803000030
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
"Dinara-plus" LLP
Authorized organization
18.11.2020
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
23.11.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 49
- Of the Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan No. 49 dated 04.04.2019
2. Статья: 33 -
2. Статья: 33 -
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
Authorized organization
03.11.2020
207500803000384
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
427 812 тenge
The nature of a breach:
1. Paragraph 3 of Article 5 of the Law of the Republic of Kazakhstan "On Countering the Legalization (Laundering) of Proceeds from Crime and the Financing of Terrorism" dated August 28, 2009 No. 191-IV was violated.
Date of performance:
26.12.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Note:
Resolution of the Specialized Interdistrict Administrative Court of Almaty dated 17.11.2020 on the imposition of an administrative fine
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
«Collection Аgency «KZ Finance» LLP
Collection agency
13.11.2020
207500803000415
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
55 560 tenge
The nature of a breach:
1. the deadline for reporting period
Date of performance:
23.12.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- GO NB RK №112 of 30.06.2017
2. Статья: 15 Пункт: пп.11 п.1 - The Law on Collection Activities
2. Статья: 15 Пункт: пп.11 п.1 - The Law on Collection Activities
Type of Enactments
1. On issues of reporting by collection agencies
2. Law On collection activities
2. Law On collection activities
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
An organization engaged in microfinance activities
13.11.2020
207500803000434
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation by organizations engaged in microfinance activities of the deadline for submission of financial or other statements provided for by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
