Measures being imposed

07.10.2020

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Костанайский филиал (Костанай)

1. Violation of the deadline for submitting a report on activities related to the organization of exchange operations with foreign currency in cash provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 5 -

1. Organization of exchange operations with cash foreign currency

Жамбылский филиал (Тараз)

1. Violation of the deadline for submitting a report on activities related to the organization of exchange operations with foreign currency in cash provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 5 -

1. Organization of exchange operations with cash foreign currency

Жамбылский филиал (Тараз)

1. Concerning observance of requirements of the foreign exchange legislation

Центральный филиал (Нур-Султан)

1. Submission by an authorized organization of an incomplete and (or) inaccurate report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 7 -

1. Organization of exchange operations with cash foreign currency

Жамбылский филиал (Тараз)

administrative fine in the amount of 222,240

1. violation of licensing standards, in terms of non-compliance with qualification requirements for licensed activities

23.09.2020

1. Статья: 464 Пункт: 1 - The Code of Administrative Offenses

Paid voluntarily on 23.09.2020. according to PP №198

1. On requirenments for security and office space organization

Жамбылский филиал (Тараз)

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Центральный филиал (Нур-Султан)

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

1. On submission financial and other reporting

Центральный филиал (Нур-Султан)

20.10.2020

1. Статья: 49, 54 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Западно-Казахстанский филиал (Уральск)

1. Violation of paragraph 49 Of the rules for conducting exchange operations with foreign currency in cash No. 49 dated 04.04.2019;
2. Violation of subparagraph 4) and subparagraph 7) of paragraph 16 of the Rules of organization of security and the device of premises of banks of the second level, the National operator of mail of legal persons, sole activity of which is the collection of banknotes, coins and values, and legal persons carrying out activities exclusively through the exchange offices on the basis of license of National Bank of the Republic of Kazakhstan on exchange transactions with cash foreign currency, approved by resolution of Board of National Bank of Kazakhstan of February 24, 2020 No. 14

1. Organization of exchange operations with cash foreign currency
2. On requirenments for security and office space organization

Филиал в области Жетісу (город Талдыкорган)