"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
06.01.2021
200000803000088
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
875 100
The nature of a breach:
Date of performance:
05.02.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Capital Bank Kazakhstan", JSC
Second tier banks
06.01.2021
200000803000089
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
875 100
The nature of a breach:
Date of performance:
05.02.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 5
- Of the code of the Republic of Kazakhstan «on Administrative Infractions»
Type of Enactments
1. Cconcerning accomplishment of minimum reserve requirements' standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
30.12.2020
29-03-27/1081
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
Supervisory response
The nature of a breach:
1. Violation of paragraph 51 Of the rules for conducting exchange operations with foreign currency in cash No. 49 dated 04.04.2019
Date of performance:
01.02.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 51
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
Authorized organization
30.12.2020
29-03-27/1082
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
Supervisory response
The nature of a breach:
1. Violation of paragraph 51 Of the rules for conducting exchange operations with foreign currency in cash No. 49 dated 04.04.2019;
Date of performance:
02.02.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 51
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
31.12.2020
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 5
-
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«ТАЗА АЙЫРБАСТАУ» LLP
Authorized organization
31.12.2020
Supervisory response
Forced Supervisory Response Measures
The nature of a breach:
1. paragraph 3 of article 11 of the Law
2. subparagraphs 1), 2) paragraphs 39, 42, 51 of Rules No. 49, as well as the fact of submission of inaccurate reporting according to Appendix No. 11-1 to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated 09.24.2014. No. 178
2. subparagraphs 1), 2) paragraphs 39, 42, 51 of Rules No. 49, as well as the fact of submission of inaccurate reporting according to Appendix No. 11-1 to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated 09.24.2014. No. 178
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
2. Rules of org-n of exchange operations with available foreign currency in Republic of Kazakhstan №49 // The Law of the RK «On Accounting and Financial Reporting» // resolution Of the Board of the National Bank of Kazakhstan № 178 dated 24.09.2014
2. Rules of org-n of exchange operations with available foreign currency in Republic of Kazakhstan №49 // The Law of the RK «On Accounting and Financial Reporting» // resolution Of the Board of the National Bank of Kazakhstan № 178 dated 24.09.2014
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
An organization engaged in microfinance activities
21.12.2020
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
21.12.2020
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
21.12.2020
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
21.12.2020
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
