An organization engaged in microfinance activities
21.12.2021
215100800000018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58340
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by financial organizations, an organization guaranteeing the insurance payments, microfinance organizations, collection agencies, credit bureaus and payment organizations provided by the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall, committed repeatedly second time within a year after imposition of an administrative sanction, shall
Date of performance:
30.01.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Туркестанский филиал (Туркестан)
Authorized organization
22.12.2021
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
17.01.2022
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
15.12.2021
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
31.12.2021
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
An organization engaged in microfinance activities
30.11.2021
216300800000037
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report in a form according to application 4 of the Decree № 224 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
30.11.2021
216300800000036
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report in a form according to application 7 of the Decree № 222 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
30.11.2021
216300800000035
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report in a form according to application 6 of the Decree № 222 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
30.11.2021
216300800000034
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report in a form according to application 5 of the Decree № 222 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
30.11.2021
216300800000033
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. The deadline for submitting a report in a form according to applications 7 and 8 of the Decree № 41 to the East Kazakhstan branch of National Bank of the Republic of Kazakhstan has been violated
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Authorized organization
09.12.2021
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
ТОО "Global Finance Group"
Authorized organization
29.11.2021
Supervisory response
Forced Supervisory Response Measures
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: подпункт 5) пункта 2, пункт 41, 42, 49, 51, 63 / Приложение 11–1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
