ТОО "ҚАЗЫНА"
Authorized organization
25.12.2020
25-04-29/4306
Limited enforcement action
Written prescription
The nature of a breach:
1. Paragraph 33-1 of the Rules for Conducting Exchange Operations with Foreign Currency in Cash in the Republic of Kazakhstan, approved by Resolution No. 49 of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019, was violated.
Date of performance:
06.01.2021
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
23.12.2020
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
30.12.2020
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
2. On requirenments for security and office space organization
2. On requirenments for security and office space organization
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
23.11.2020
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
02.01.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 4
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Elegant1 LLP
Authorized organization
20.11.2020
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
30.12.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 4
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Elegant1 LLP
Authorized organization
20.11.2020
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
30.12.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 4
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Dyuk"LLP
Authorized organization
21.12.2020
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
28.12.2020
Статья/пункты НПА, Статья КоАП:
1.
Статья: 6
Пункт: 2
- Law of the RK "On Accounting and financial reporting"
Type of Enactments
1. The Law of the RK «On Accounting and Financial Reporting»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Authorized organization
07.12.2020
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
08.02.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 3
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Authorized organization
07.12.2020
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
08.02.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 3
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Authorized organization
07.12.2020
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
08.02.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 3
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Authorized organization
07.12.2020
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
08.02.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 3
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
