Authorized organization
11.02.2022
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 19
Пункт: подпункт 2, пункт 3
-
2. Статья: 218 Пункт: 7 -
2. Статья: 218 Пункт: 7 -
Type of Enactments
1. Law of the Republic of Kazakhstan «On Currency Regulation and Currency Control»
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Негоциант-Кордай" LLP
Authorized organization
09.02.2022
223100803000003
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
245040
The nature of a breach:
1. Violation of licensing standards, in terms of non-compliance with qualification requirements for licensed activities
Date of performance:
25.03.2022
Статья/пункты НПА, Статья КоАП:
Note:
Paid voluntarily on 22.02.2022
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Currency Exchange Capitalist LLP
Authorized organization
10.02.2022
225500803000005
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Presentation of unreliable report on activities for organizing of exchange operations with cash foreign currency by an authorized organization, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Note:
Currency Exchange Capitalist LLP, when registering a transaction for the purchase of foreign currency in the software, the UB was incorrectly indicated, and therefore, the Report for February 2021 was provided unreliably.
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
Authorized organization
09.02.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
21.03.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
09.02.2022
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
21.03.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
15.02.2022
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
18.02.2022
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
15.02.2022
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
18.02.2022
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
"Рай-Нат" LLP
Authorized organization
09.02.2022
223100803000002
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
245040
The nature of a breach:
1. Violation of licensing standards, in terms of non-compliance with qualification requirements for licensed activities
Date of performance:
18.02.2022
Статья/пункты НПА, Статья КоАП:
Note:
Paid voluntarily on 18.02.2022
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"ТрансЭкспрессА" LLP
Authorized organization
08.02.2022
225500803000004
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Submission of an unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Note:
During the reconciliation of data on the purchase of foreign currency by TransExpressA LLP with the data provided by the PF of Halyk Bank of Kazakhstan JSC, it was established that TransExpressA LLP did not accurately reflect the amounts of foreign currency purchased from the Bank in the Report for June 2021, responsibility for which is provided for by part 7 Article 218 of the Code of Administrative Offenses of the Republic of Kazakhstan
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
Authorized organization
23.02.2022
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
