An organization engaged in microfinance activities
23.11.2021
211900803000037
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
"Halyk Bank of Kazakhstan", JSC
Second tier banks
04.11.2021
210000803000102
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. submission by the currency control agent of an incomplete and (or) inaccurate report on the notification of the conducted currency transactions, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
An organization engaged in microfinance activities
17.11.2021
215100800000014
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by financial organizations, an organization guaranteeing the insurance payments, microfinance organizations, collection agencies, credit bureaus and payment organizations provided by the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Туркестанский филиал (Туркестан)
"Keles" LLP
Authorized organization
08.11.2021
Sanctions and other administrative penalties
License withdrawal
The nature of a breach:
Date of performance:
08.11.2021
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Туркестанский филиал (Туркестан)
Authorized organization
18.11.2021
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
28.12.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
18.11.2021
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
28.12.2021
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
04.11.2021
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
05.01.2022
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 2
- The Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49.
2. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
2. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
2. Concerning observance of requirements of the foreign exchange legislation
2. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
17.11.2021
215100800000013
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by financial organizations, an organization guaranteeing the insurance payments, microfinance organizations, collection agencies, credit bureaus and payment organizations provided by the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Туркестанский филиал (Туркестан)
Authorized organization
17.11.2021
Supervisory response
Forced Supervisory Response Measures
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 45, 49, 50, 51, 63, 64 / Приложение 11-1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
An organization engaged in microfinance activities
01.11.2021
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
