An organization engaged in microfinance activities
01.06.2026
264700800000016
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. untimely submission of quarterly reports on annex 14
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
An organization engaged in microfinance activities
01.06.2026
264700800000015
Sanctions and other administrative penalties
Warning
Punishment awarded:
предупреждение
The nature of a breach:
1. untimely submission of quarterly reports on Annex 9
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
An organization engaged in microfinance activities
01.06.2026
264700800000014
Sanctions and other administrative penalties
Warning
Punishment awarded:
предупреждение
The nature of a breach:
1. untimely submission of quarterly annex 8 reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
29.05.2026
37-03-05К/220
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
written order
The nature of a breach:
1. Submission by an authorized organization of an incomplete and (or) unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan Appendix No. 13
2. violation of the requirements of paragraph 51 of Rules No. 49 (the information on the client's INN is not indicated in the registry log)
3. The reflection of inaccurate data in the semi-annual report on the AML-R2 Application for the 1nd half of 2024
4. inconsistency of the data presented in the reports on Appendix No. 10 to Rules No. 178 for the 2nd, 3rd, and 4th quarters of 2025
5. Information on transactions the amount of which is equal to or exceeds 10 000 000 tenge is not provided in the AFM of the MF RK
2. violation of the requirements of paragraph 51 of Rules No. 49 (the information on the client's INN is not indicated in the registry log)
3. The reflection of inaccurate data in the semi-annual report on the AML-R2 Application for the 1nd half of 2024
4. inconsistency of the data presented in the reports on Appendix No. 10 to Rules No. 178 for the 2nd, 3rd, and 4th quarters of 2025
5. Information on transactions the amount of which is equal to or exceeds 10 000 000 tenge is not provided in the AFM of the MF RK
Date of performance:
05.06.2026
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
3.
4.
5.
3.
4.
5.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Payment organization
29.05.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
13.05.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
13.05.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
13.05.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 63
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
13.05.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
An organization engaged in microfinance activities
21.05.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 8
- Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK
2. Статья: 212 Пункт: 1 -
2. Статья: 212 Пункт: 1 -
Type of Enactments
1. On submission financial and other reporting
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
