Measures being imposed

1. Violation by a collection agency of the deadline for submitting financial or other statements provided for by regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 15 Пункт: пп.11 п.1 - The Law on Collection Activities

1. Law On collection activities

Алматинский городской филиал (Алматы)

Warning

1. Presentation of incomplete and (or) unreliable report on notification of made currency operations by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Presentation of incomplete and (or) unreliable report for monitoring of demand and supply sources at internal currency market of the Republic of Kazakhstan by an authorized bank or a professional securities market participant for currency operations on behalf of clients, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Presentation of incomplete and (or) unreliable report for monitoring of demand and supply sources at internal currency market of the Republic of Kazakhstan by an authorized bank or a professional securities market participant for currency operations on behalf of clients, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

warning

1. Violation of term for presentation of report on currency agreements of export and import by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 5 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

warning

1. Presentation of incomplete and (or) unreliable report on currency agreements of export and import by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 7 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Статья: 217 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Fine

1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty

1. Статья: 218 Пункт: 4 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы