"Citibank Kazakhstan", JSC
Second tier banks
27.11.2024
№ 240000800000597, № 240000800000598, № 240000800000599, № 240000800000600, № 240000800000601, № 240000800000602
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
332280
The nature of a breach:
1. Submission to currency control agents of an incomplete and (or) unreliable report on notification of conducted currency transactions provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
28.11.2024
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
12.01.2025
Статья/пункты НПА, Статья КоАП:
1.
Статья: 19
Пункт: подпункт 2, пункт 3
-
2. Статья: 218 Пункт: 8 -
2. Статья: 218 Пункт: 8 -
Type of Enactments
1. Law of the Republic of Kazakhstan «On Currency Regulation and Currency Control»
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Authorized organization
27.11.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 63
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
25.11.2024
243500800000069
Sanctions and other administrative penalties
Warning
Punishment awarded:
notification
The nature of a breach:
1. Presentation of unreliable report on activities for organizing of exchange operations with cash foreign currency by an authorized organization, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
«Nachalo» LLP
Authorized organization
06.12.2024
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
09.01.2025
Статья/пункты НПА, Статья КоАП:
1.
-
2. -
2. -
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
06.12.2024
31-3-26/797
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
09.01.2025
Статья/пункты НПА, Статья КоАП:
1.
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Authorized organization
06.12.2024
31-3-26/798
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
09.01.2025
Статья/пункты НПА, Статья КоАП:
1.
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Payment organization
02.12.2024
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Айшер А" LLP
Authorized organization
05.12.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в Алматинской области (город Қонаев)
Authorized organization
04.12.2024
27-02-17/335
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 2
- Of the Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan No. 49 dated 04.04.2019
2. Статья: 49 - Of the Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan No. 49 dated 04.04.2019
3. Статья: 6 Пункт: 3 - Of the Law of the Republic of Kazakhstan "On Accounting and Financial Reporting" dated 28.02.2007 No. 234-III
2. Статья: 49 - Of the Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan No. 49 dated 04.04.2019
3. Статья: 6 Пункт: 3 - Of the Law of the Republic of Kazakhstan "On Accounting and Financial Reporting" dated 28.02.2007 No. 234-III
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
