"NurAbdi" LLP
Authorized organization
21.02.2025
25-04-09/157
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the requirements of paragraphs 49, 51, 54 of Rules № 49
Date of performance:
06.03.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
20.02.2025
37-03-05К/112 К130
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
written order
The nature of a breach:
1. There is no reflection of the individual identification number of the client based on the resident in the logs of registers of purchased and sold foreign currency in cash
2. Failure to ensure compliance with and implementation of the Internal Control Rules program "Customer Identification Program"
2. Failure to ensure compliance with and implementation of the Internal Control Rules program "Customer Identification Program"
Date of performance:
07.03.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
«ТАЗА АЙЫРБАСТАУ» LLP
Authorized organization
21.02.2025
Sanctions and other administrative penalties
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 51
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
07.02.2025
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Authorized organization
17.02.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 3
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
11.02.2025
№3а/107
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
609 180,00
The nature of a breach:
1. Submission of unreliable or incomplete reporting by the authorized banks for the purposes of monitoring sources of supply and demand, as well as directions for the use of foreign currency in the domestic foreign exchange market shall
Date of performance:
31.03.2025
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 4
-
Note:
Resolution of the Almaty City Court dated 11.02.2025 (protocols about administrative offenses dated 12.12.2024 №240000800000652, №240000800000653, №240000800000654, №240000800000655, № 240000800000656, №240000800000657, №240000800000658, № 240000800000659, №240000800000661, №240000800000662, №240000800000663)
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
11.02.2025
№За/115
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Submission of unreliable or incomplete reporting by the authorized banks for the purposes of monitoring sources of supply and demand, as well as directions for the use of foreign currency in the domestic foreign exchange market shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Note:
Resolution of the specialized inter-district court for administrative offenses of the city of Almaty dated 20.01.2025 and Resolution of the Almaty City Court dated 11.02.2025 (protocols about administrative offenses dated 12.12.2024 №240000800000630, №240000800000631, №240000800000632, №240000800000633, № 240000800000636, №240000800000637, №240000800000639, № 240000800000640, №240000800000642, №240000800000643, №240000800000644, №240000800000645, №240000800000646, №240000800000647, №240000800000648, №240000800000649 and dated 18.12.2024 №240000800000664)
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
11.02.2025
№За/107
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Submission of unreliable or incomplete reporting by the authorized banks for the purposes of monitoring sources of supply and demand, as well as directions for the use of foreign currency in the domestic foreign exchange market shall
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Note:
Resolution of the specialized inter-district court for administrative offenses of the city of Almaty dated 20.01.2025 and Resolution of the Almaty City Court dated 11.02.2025 (protocols about administrative offenses dated 12.12.2024 №240000800000634, №240000800000635, №240000800000638, №240000800000641, № 240000800000650, №240000800000651)
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
11.02.2025
№За/115
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
55380,00
The nature of a breach:
1. Submission of unreliable or incomplete reporting by the authorized banks for the purposes of monitoring sources of supply and demand, as well as directions for the use of foreign currency in the domestic foreign exchange market shall
Date of performance:
31.03.2025
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 4
-
Note:
Resolution of the Almaty City Court dated 11.02.2025 (protocol about administrative offens dated 12.12.2024 №240000800000660)
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Authorized organization
14.02.2025
255900800000001
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. submission of false reports under Appendix 13
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
