"Алина-М" LLP
Authorized organization
11.01.2019
186300803000083
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 370 тенге
The nature of a breach:
1. Violation by subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction of legalization (washing) of income gained in the criminal way and to financing of terrorism regarding documentary fixation of information of the clients received in the course of the activity and appropriate check of clients
Date of performance:
28.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Алина-М" LLP
Authorized organization
11.01.2019
186300803000082
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 370 тенге
The nature of a breach:
1. Violation by subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction of legalization (washing) of income gained in the criminal way and to financing of terrorism regarding documentary fixation of information of the clients received in the course of the activity and appropriate check of clients
Date of performance:
28.01.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Мост" LLP
Authorized organization
15.01.2019
193100803000002
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
202 000 тенге
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Note:
paid by 18.01.2019y.
Type of Enactments
1. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"BM Exchange" LLP
Authorized organization
24.01.2019
193100803000003
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. untimely reporting
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"Обменный пункт "Денежные потоки" LLP
Authorized organization
30.01.2019
197500803000017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
883750
The nature of a breach:
1. Late execution of a limited measure of impact
Date of performance:
07.04.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
- The Code of Administrative Offenses
Type of Enactments
1. Non-fulfillment, untimely fulfillment of obligations accepted and (or) imposed by applying restrictive enforcement measures
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Keles" LLP
Authorized organization
12.02.2019
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
883750
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
01.04.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
Authorized organization
13.02.2019
191500803000001
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. concerning observance of requirements of the foreign exchange legislation
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
"Обменный пункт "Денежные потоки" LLP
Authorized organization
18.02.2019
52-10-35/811
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the organization of exchange operations with cash foreign currency
Date of performance:
21.02.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
- The Code of Administrative Offenses
Type of Enactments
1. Non-fulfillment, untimely fulfillment of obligations accepted and (or) imposed by applying restrictive enforcement measures
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Алтаев и К" LLP
Authorized organization
22.02.2019
191900803000008
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
252500
The nature of a breach:
1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting
Date of performance:
13.03.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- The Code of the Republic of Kazakhstan "On Administrative Infractions"
Note:
For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
"Алтаев и К" LLP
Authorized organization
22.02.2019
53-07-18
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of the legislation Repablic of Kazakhstan on accounting and financial reporting
Date of performance:
05.03.2019
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. The Law of the RK «On Accounting and Financial Reporting»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
