Measures being imposed

1. Organization of exchange operations with foreign currency in cash №144. 2014.16.06 violation of rules

1. - Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144

1. Concerning observance of requirements of the foreign exchange legislation

Карагандинский филиал (Караганда)

1. For violation of the requirements in the field of accounting automation

20.12.2018

1. On compliance with accounting and financial reporting standards

Атырауский филиал (Атырау)

1. violation of organization of exchange operations with available foreign currency

1. Статья: 37 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"

1. Concerning observance of requirements of the foreign exchange legislation

Жамбылский филиал (Тараз)

1. Violation of the procedure for reporting on issued registration certificates or certificates of notification or currency monitoring, on exchange operations with cash foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Representation of unreliable Reporting on issued registration certificates or certificates of notification or on currency monitoring, on exchange operations with cash foreign currency - entails a warning to individuals and legal entities.

1. Статья: 243 Пункт: 1 -

Provision of unreliable reporting on exchange transactions with cash foreign currency.

1. Concerning observance of requirements of the foreign exchange legislation

Жамбылский филиал (Тараз)

1. қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыруды бұзу

20.12.2018

1. - Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144

1. Concerning observance of requirements of the foreign exchange legislation

Центральный филиал (Нур-Султан)

1. Violation of the procedure for reporting on issued registration certificates or certificates of notification or on currency monitoring, on exchange operations with cash foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Submission of false statements on the issued registration certificates or certificates of notification or on currency monitoring, on exchange operations with cash foreign currency - entails the warning on physical and legal entities.

1. Статья: 243 Пункт: 1 - The Code of Administrative Offenses

1. Organization of exchange operations with cash foreign currency

Южно-Казахстанский филиал (Шымкент)

10.01.2019

1.

Атырауский филиал (Атырау)

1. For violation of the requirements in the field of accounting automation

21.01.2019

1.

Атырауский филиал (Атырау)

420 880 тенге

1. Non-execution by subjects of financial monitoring of obligations for execution of rules of internal control and programs of its implementation

28.01.2019

1. Статья: 214 Пункт: 2 - "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall

1.

Восточно-Казахстанский филиал (Усть-Каменогорск)

370 370 тенге

1. Violation by subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction of legalization (washing) of income gained in the criminal way and to financing of terrorism regarding documentary fixation of information of the clients received in the course of the activity and appropriate check of clients

28.01.2019

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Восточно-Казахстанский филиал (Усть-Каменогорск)