"Рай-Нат" LLP
Authorized organization
08.10.2018
56-3-44/2093СК
Limited enforcement action
Written prescription
The nature of a breach:
1. Point 51 Rules of organization of exchange operations with available foreign currency in Republic of Kazahstan, ratified by the decision of Rule of National bank of RK from 16.07.2014 №144// Point 4 Article 7 of the Law of the RK «On Accounting and Financial Reporting»//
Date of performance:
22.10.2018
Статья/пункты НПА, Статья КоАП:
Note:
Was done by letter №9 from 19.10.2018y.
Type of Enactments
1. Rules of org-n of exchange operations with available foreign currency in RK №144//The Law of the RK «On Accounting and Financial Reporting»//The Law of RK«ON Counteraction of Legitimization of Incomes Received by Illegal Means, and Financing of Terrorism»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"Алтын-Аспан" LLP
Authorized organization
10.10.2018
58-07-29/3775 cк
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of organization of exchange operations with available foreign currency
Date of performance:
25.10.2018
Статья/пункты НПА, Статья КоАП:
Note:
Violated the requirements of subparagraphs 3) to paragraph 31 of the Rules of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"ТрансЭкспрессА" LLP
Authorized organization
11.10.2018
2
Limited enforcement action
Written prescription
The nature of a breach:
1. In violation of the Decree of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015 No. 257, orders were issued in violation of the deviation limit of the rate set for the euro in the amount of 7 tenge
Date of performance:
22.10.2018
Статья/пункты НПА, Статья КоАП:
1.
- Resolution of Board of National Bank of the Republic of Kazakhstan from October 22, 2018 № 257
Note:
Executed, 22.10.2018 №17 letter (Ref. №4760 from 22.10.2018)
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
"ТрансЭкспрессА" LLP
Authorized organization
18.10.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
48100
The nature of a breach:
1. Submission of unreliable reporting on exchange operations with cash foreign currency shall second time within a year after imposition of administrative sanction
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 2
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
«Star Exchange» LLP
Authorized organization
19.10.2018
52-10-36/5542
Limited enforcement action
Written prescription
The nature of a breach:
1. 37 and 51 paragraphs of Rules №144
Date of performance:
29.10.2018
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
23.10.2018
64-07-26/4530
Limited enforcement action
Written prescription
The nature of a breach:
1. қолма-қол шетел валютасымен айырбастау операцияларын ұйымдастыруды бұзу
Date of performance:
02.11.2018
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Имран Шу и К" LLP
Authorized organization
25.10.2018
56-3-44/2218 СК
Limited enforcement action
Written prescription
The nature of a breach:
1. Point 4 Article 7 of the Law of the RK «On Accounting and Financial Reporting»
Date of performance:
02.11.2018
Статья/пункты НПА, Статья КоАП:
Note:
Was done by letter №57 from 01.11.2018y
Type of Enactments
1. The Law of the RK «On Accounting and Financial Reporting»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"Алина-М" LLP
Authorized organization
25.10.2018
Limited enforcement action
Written warning
The nature of a breach:
1. Paragraph 53 - The Partnership does not systematically record exchange transactions with cash foreign currency in the equivalent of more than one million tenge at the exchange rate, data on the customer is not recorded in the register of the foreign currency bought and sold.
Статья/пункты НПА, Статья КоАП:
1.
-
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Authorized organization
31.10.2018
предупреждение №64-07-15/3/71/1297
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. untimely reporting
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Sattilik Invest Holding
Issuer
20.11.2019
№40-4-17/1586
Limited enforcement action
Written prescription
The nature of a breach:
1. Non-placement of information on the total amount of remuneration to members of the Executive body
Date of performance:
20.12.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: 2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
