“Kazinvestbank", JSC
Second tier banks
22.02.2016
160000803000073
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 272 600 тг.
The nature of a breach:
1. administrative sanction was applied due to submission of inaccurate reporting to the Authorized Body.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
22.04.2016
13-3-10/649
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the Republic of Kazakhstan, written order was requested from the bank for violation of the Instructions on prudential regulation, approved by the Resolution of the Agency's Board dated September 30, 2005, №358
Date of performance:
06.05.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 46
- In accordance of the Banking Law of the Republic of Kazakhstan, written order was requested from the bank for violation of the Instructions on prudential regulation, approved by the Resolution of the Agency's Board dated September 30, 2005, №358
Note:
Исполнено письмом №12-02-06/11647 от 06.05.2016г.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"ТРАНСПОРТНАЯ КОМПАНИЯ ALLTRANS" LLP
Issuer
19.09.2016
№160000803003645
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212 100 тенге
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Note:
Implemented on 12.10.2016
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
JSC "AIM Capital"
Issuer
19.09.2016
33-3-20/4226
Limited enforcement action
Written prescription
The nature of a breach:
1. JSC law 2-2 art 79
Date of performance:
20.10.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Авиакомпания "Бейбарыс" JSC
Issuer
06.10.2016
№33-4-01/4560
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of requirements of article 79 of the Law of Republic Kazakhstan «About joint-stock companies» and article 102 of the Law of Republic Kazakhstan «On Securities Market»
Date of performance:
18.11.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 79
Пункт: 2-2
- Of the Law «On joint stock companies»
2. Статья: 102 Пункт: 4 - Law of the Republic of Kazakhstan "On Securities Market"
2. Статья: 102 Пункт: 4 - Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Subsidiary Bank“Sberbank of Russia”, JSC (renamed from"TEXAKABANK” JSC)
Issuer
17.10.2016
160000803003697
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212 100 тенге
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", paragraph 79, subparagraph 1 and 2-2 and in accordance with the Law of the Republic of Kazakhstan "On Securities Market", paragraph 102, subparagraphs 1, 2 and 4
Date of performance:
30.11.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Иностранное предприятие "Эфес Казахстан" JSC
Issuer
17.10.2016
160000803003714
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212 100 тенге
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
АО "КазТрансГаз Аймақ"
Issuer
15.11.2016
33-4-01/5481
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", paragraph 102, subparagraphs 1-1
Date of performance:
15.12.2016
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter as of 14.12.2016y.№73026
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"National Company "Kazakhstan Engineering" JSC
Issuer
12.12.2016
160000803003803
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212100
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
20.12.2016
33-4-01/6096
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102, paragraph 1
Date of performance:
01.02.2017
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
