АО "Международный университет информационных технологий"
Issuer
20.11.2019
№40-4-17/1588
Limited enforcement action
Written prescription
The nature of a breach:
1. Non-placement of information on the total amount of remuneration to members of the Executive body
Date of performance:
20.12.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: 2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
28.04.2018
65-30-40/1526
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
11.05.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
"Ақ-Саға" LLP
Authorized organization
03.05.2018
56-3-44/955 СК
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of organization of exchange operations with available foreign currency, legislation on accounting
Date of performance:
18.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 35, 51
- The Rules of organization of exchange operations with available foreign currency in Republic of Kazahstan, ratified by the decision of Rule of National bank of republic of Kazakhstan from 16.07.2014 №144
2. Статья: 7 Пункт: 4 - The Law of the RK «On Accounting and Financial Reporting»
2. Статья: 7 Пункт: 4 - The Law of the RK «On Accounting and Financial Reporting»
Note:
Done with the letter №15 from 18.05.2018
Type of Enactments
1. Rules of org-n of exchange operations with available foreign currency in RK №144//The Law of the RK «On Accounting and Financial Reporting»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Authorized organization
05.05.2018
181500803000005
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of an order of providing the reporting under exchange transactions with cash foreign currency.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
"Almas-Exchange" Limited Liability Company
Authorized organization
11.05.2018
52-10-36/2377
Limited enforcement action
Written prescription
The nature of a breach:
1. Violations of subparagraph 2) of paragraph 31, subparagraphs 4), 6), 7), 8) of paragraph 35, subparagraphs 6), 7) of paragraph 36, point 46 and part one of paragraph 51 of Regulation No. 144.
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
16.05.2018
51-30-21/1164
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of paragraphs 37, 40, 44 and 56 of regulation No. 144
Date of performance:
22.05.2018
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
"Keles" LLP
Authorized organization
23.05.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
192400
The nature of a breach:
Date of performance:
02.07.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
"Keles" LLP
Authorized organization
23.05.2018
65-30-42/1798
Limited enforcement action
Written prescription
The nature of a breach:
1. paragraphs 31, 35, 36, 37 of Regulation No. 144
Date of performance:
15.06.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
Authorized organization
29.05.2018
65-30-42/1856
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.06.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
Authorized organization
30.05.2018
65-30-42/1880
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
08.06.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
