"Аулие-Ата 2000" LLP
Authorized organization
30.05.2018
56-3-44/1123 СК
Limited enforcement action
Written prescription
The nature of a breach:
1. Points 37,51 Rules of organization of exchange operations with available foreign currency in Republic of Kazahstan, ratified by the decision of Rule of National bank of republic of Kazakhstan from 16.07.2014 №144
Date of performance:
08.06.2018
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Note:
Done with the letter №12 from 08.06.2018
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Authorized organization
31.05.2018
65-30-42/1911
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
08.06.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
Authorized organization
31.05.2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
192400
The nature of a breach:
Date of performance:
07.07.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
"Таур Exchange" LLP
Authorized organization
07.06.2018
52-10-29/3/75/3261
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
192400
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
17.07.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Note:
12.06.2018 Paid voluntarily
Type of Enactments
1. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Обменный пункт "Денежные потоки" LLP
Authorized organization
08.06.2018
№52-10-36/3011
Limited enforcement action
Written prescription
The nature of a breach:
1. Violations of paragraph 46 and part one of paragraph 51 of Regulation No. 144.
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"ASP money" LLP
Authorized organization
12.06.2018
52-10-30/3/75/3308 52-10-30/3/75/3309
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1058200
The nature of a breach:
1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on combating the legalization (laundering) of proceeds from crime and financing of terrorism in terms of documenting, storing and providing information on transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities
Date of performance:
14.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"ASP money" LLP
Authorized organization
25.06.2018
52-10-36/3368
Limited enforcement action
Written prescription
The nature of a breach:
1. Non-provision of financial and other reports
Статья/пункты НПА, Статья КоАП:
1.
Статья: 10
Пункт: пп.1 п.2
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Таур Exchange" LLP
Authorized organization
29.06.2018
52-10-36/3438
Limited enforcement action
Written prescription
The nature of a breach:
1. subparagraph 2) of paragraph 31 of Regulation No. 144, subparagraph 1) of paragraph 2 of Article 10 of the Law
Date of performance:
02.07.2018
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Note:
Response to the letter №5276 02.07.2018г.
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Негоциант-Кордай" LLP
Authorized organization
05.07.2018
56-3-44/1449 СК
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of the legislation Repablic of Kazakhstan on accounting and financial reporting
Date of performance:
13.07.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: 4
- "On Accounting and Financial Reporting" Law of the Republic of Kazakhstan
Note:
Done with the letter №5 of 12.07.2018
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
«ФИНАНС-ТРАНЗИТ» LLP
Authorized organization
13.07.2018
58-07-29/2761 cк
Limited enforcement action
Written prescription
The nature of a breach:
1. Violated the requirements of subparagraphs 2) and 3) to paragraph 31 of the Rules of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan
Date of performance:
23.07.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 31
Пункт: 2
- Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. Статья: 31 Пункт: 3 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. Статья: 31 Пункт: 3 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
