JSC "РЕГИОНАЛЬНЫЙ ИНВЕСТИЦИОННЫЙ ЦЕНТР "ГРАДИЕНТ"
Issuer
14.08.2019
40-4-17/613
Limited enforcement action
Written prescription
The nature of a breach:
1. Non-provision of financial and other reports
Date of performance:
16.09.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.3 п.2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Temirbeton" JSC
Issuer
14.08.2019
Limited enforcement action
Written prescription
The nature of a breach:
1. Non-provision of financial and other reports
Date of performance:
17.09.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.3 п.2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
JSC "KHleboproducty"
Issuer
14.08.2019
№40-4-17/608
Limited enforcement action
Written prescription
The nature of a breach:
1. MS Art 102 p 2
Date of performance:
16.09.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: 2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
JSC "Казчерметавтоматика"
Issuer
14.08.2019
№40-4-17/607
Limited enforcement action
Written prescription
The nature of a breach:
1. MS Art 102 p 2
Date of performance:
16.09.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: 2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Корпорация "Алтын Диірмен" JSC
Issuer
14.08.2019
№40-4-17/609
Limited enforcement action
Written prescription
The nature of a breach:
1. MS Art 102 p 2
Date of performance:
16.09.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: 2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
ТОО "ПромЭнергоСбыт"
Issuer
15.08.2019
№40-4-17/629
Limited enforcement action
Written warning
The nature of a breach:
1. MS Art 102 p 2
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: 2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
19.08.2019
40-4-17/654
Limited enforcement action
Written prescription
The nature of a breach:
1. Non-provision of financial and other reports
Date of performance:
24.09.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.3 п.2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
JSC "КАЗАХСТАНСКО-ТУРЕЦКОЕ СОВМЕСТНОЕ ПРЕДПРИЯТИЕ "АЙТ - ОТЕЛЬ"
Issuer
19.08.2019
40-4-17/653
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"AVIATION ADMINISTRATION OF KAZAKHSTAN" JSC
Issuer
20.08.2019
40-4-17/661
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.1 п.2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Development Bank of Kazakhstan JSC
Issuer
23.08.2019
40-4-17/697
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.1 п.5
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
