"Tien-Shan Exchange" LLP
Authorized organization
04.12.2017
№52-10-36/6623
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the organization of exchange operations with cash foreign currency
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"L-KAZYNA" LLP
Authorized organization
12.12.2017
173500803000134
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Missequencing of grant of accounting on the executed registration testifying or testifying to notification or on the currency monitoring, on exchange operations with available foreign currency, and also information and documents, confirmative the origin of circumstances that influence on terms and terms of repatriation of national and foreign currency 1. Presentation of the unreliable accounting on the executed registration testifying or testifying to notification or on the currency monitoring, on exchange
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Note:
Submitting incorrect reports of exchange operations with available foreign currency
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
«Обменный пункт «Рауда» LLP
Authorized organization
25.12.2017
52-10-29/3/75/3128
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
03.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Note:
paid voluntarily
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Дельтаплан" LLP
Authorized organization
25.12.2017
52-10-29/3/75/3130
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
03.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Note:
voluntarily paid
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Пилигрим-V" LLP
Authorized organization
11.01.2018
59-3-25/82
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the order of carrying out of exchange operations with available foreign currency
Date of performance:
01.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 45
- The Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
CAR CITY (CAR CITY) JSC "JSREIT"
Issuer
25.07.2019
40-4-17/440
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.1 п.5
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Обменный пункт "Анна" LLP
Authorized organization
15.01.2018
52-10-36/207
Limited enforcement action
Written prescription
The nature of a breach:
1. Rules of org-n of exchange operations with available foreign currency in RK №144
Date of performance:
18.01.2018
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"NurAbdi" LLP
Authorized organization
24.01.2018
52-10-29/3/75/3149 от 18.01.2018г.
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
841 750 тг.
The nature of a breach:
1. Non-performance, untimely performance by banks, large participants of banks, Bank holdings, the organizations which are a part of the Bank conglomerate, Development Bank of Kazakhstan, the organizations performing separate types of banking operations, the duties accepted by them and (or) assigned to them by National Bank of the Republic of Kazakhstan by application of limited measures of influence
Date of performance:
05.03.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 1
- The Civil Code of the Republic of Kazakhstan
Note:
Paid voluntarily 24.02.2010 year
Type of Enactments
1. Non-fulfillment, untimely fulfillment of obligations accepted and (or) imposed by applying restrictive enforcement measures
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"НК "СПК "Атырау" JSC
Issuer
25.07.2019
40-4-17/439
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: пп.8 п.5
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Exchange office Rublyovka " LLP
Authorized organization
05.02.2018
186300803000006
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of an order of providing the reporting under exchange transactions with cash foreign currency.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Note:
Provision of unreliable reporting on exchange transactions with cash foreign currency for march, 2017.
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
