"Insurance Company" ASKO", JSC
Issuer
28.08.2019
190000803000419
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
126250
The nature of a breach:
1. Administrative sanction was applied due to repeated non-compliance (two or more times within consecutive calendar months) by the professional participant of the securities market, with the requirements provided for by legislation
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
The fine was paid on 10.09.2019
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Ecoton +" JSC
Issuer
02.09.2019
40-4-17/759
Limited enforcement action
Written prescription
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Date of performance:
01.10.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Казпромгеофизика" JSC
Issuer
03.09.2019
40-4-17/778
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"КазМунайГаз Сервис NS" JSC
Issuer
10.09.2019
190000803000429
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
126250
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Date of performance:
25.10.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"КазМунайГаз Сервис NS" JSC
Issuer
10.09.2019
190000803000429
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
126250
The nature of a breach:
Date of performance:
25.10.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Paid 25.09.2019
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Bank of Astana" JSC
Issuer
13.09.2019
40-4-17/872
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"ASTANAGAS KMG" JSC
Issuer
17.09.2019
Limited enforcement action
Written prescription
The nature of a breach:
1. Non-deployment of decision of only holder of bonds
Date of performance:
07.10.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 18-2
Пункт: 5
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Astana-Kurylys" National Construction Company" JSC
Issuer
17.09.2019
№40-4-17/908
Limited enforcement action
Written warning
The nature of a breach:
1. MS Art 102 p 2
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
Пункт: 2
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Алматинский дрожжевой завод" JSC
Issuer
25.09.2019
40-4-17/1085
Limited enforcement action
Written warning
The nature of a breach:
1. Due to violation of the order on disclosure in accordance with the Law of the Republic of Kazakhstan "On Securities Market", article 102
Статья/пункты НПА, Статья КоАП:
1.
Статья: 102
- Law of the Republic of Kazakhstan "On Securities Market"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Запчасть" JSC
Issuer
26.09.2019
190000803000433
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
126250
The nature of a breach:
1. Due to the violation of the requirements for the procedure and conditions of disclosure of the information about its activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
