Measures being imposed

1. non-compliaince of equity capital

01.07.2017

1. Статья: 7 - Prudential standards and other binding norms for microfinance organization limits and the method of their calculation , as well as forms and terms of reporting on their implementation

1.

Карагандинский филиал (Караганда)

363 040 тенге

09.07.2017

1. Статья: 214 Пункт: 2 - "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall

1.

Южно-Казахстанский филиал (Шымкент)

226900

1. Repeated failure to provide the requested financial and other information in time

1. Статья: 212 Пункт: 2 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Костанайский филиал (Костанай)

340350

1. A lack of information in microcredit treaty about the annual effective interest rate, calculated as prescribed by a Law of the Republic of Kazakhstan

1. Статья: 211 Пункт: 5 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Костанайский филиал (Костанай)

9076000

1. Conducting operations without registration of results in accounting records

1. Статья: 239 Пункт: 3 - Administrative Violations Code of the Republic of Kazakhstan

1. On compliance with accounting and financial reporting standards

Костанайский филиал (Костанай)

226900

1. Repeated failure to submit financial and other reports on time

1. Статья: 212 Пункт: 2 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Центральный филиал (Нур-Султан)

272280

1. For untimely compliance with a written instruction

1. Статья: 227 Пункт: 2 - The Code of Administrative Offenses

1. Non-fulfillment, untimely fulfillment of obligations accepted and (or) imposed by applying restrictive enforcement measures

Центральный филиал (Нур-Султан)

1. Violation of the order and timing of reporting

25.05.2017

1. Статья: 7 Пункт: пп. 9 п.2 - Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"

Complied with the letter of 22.05.2017 № 138

1. On submission financial and other reporting

Филиал в области Жетісу (город Талдыкорган)

226900 тенге

1. Repeated (two and more times within twelve sequential calendar months) non-presentation of financial and other reporting by microfinancial organizations within established term, the presentation of which is required in accordance with the regulatory legal acts of the National Bank of the Republic of Kazakhstan, shall

1. Статья: 212 Пункт: 2 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Западно-Казахстанский филиал (Уральск)

1. By results of inspection

27.06.2017

1. Статья: 28 - In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.

1.

Алматинский городской филиал (Алматы)