An organization engaged in microfinance activities
29.05.2017
175100803000056 175100803000058-175100803000112
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
680700
The nature of a breach:
1. Non-provision, and equally untimely provision of details by an information provider to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories, or provision of inaccurate details, shall
Date of performance:
17.07.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
«CIS Risk Consultant Company (insurance brokers), LLP
Insurance brockers
04.07.2017
38-4-04/542
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
13.07.2017
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Toyota Insurance Management (Insurance Brokers)" LLP
Insurance brockers
14.07.2017
170000803000686
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тенге
The nature of a breach:
1. Аdministrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
11.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«CIS Risk Consultant Company (insurance brokers), LLP
Insurance brockers
03.08.2017
№ 24-2-03/358
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules №272
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
22.09.2017
33-6-06/1185
Limited enforcement action
Written warning
The nature of a breach:
1. Paragraph 3 of the Rules for issuing consent to the appointment (election) of executives of financial organizations, banking, insurance holdings, the joint-stock company "Insurance Guarantee Fund" аnd a list of documents required for obtaining consent
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Marsh (Insurance Brokers)", LLP
Insurance brockers
05.10.2017
170000803000852
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
04.05.2018
180000803000884, 180000803000885, 180000803000886
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2 696 101 тенге
The nature of a breach:
1. An administrative offense was expressed in receiving a commission for the performance of intermediary activities for concluding reinsurance contracts on behalf of a person other than the assignor
Date of performance:
18.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
03.07.2018
№180000803001217
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
456950
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
09.07.2018
180000803001143 – 180000803001174
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
13 228 543 тенге
The nature of a breach:
1. An administrative offenses was expressed in receiving a commission for the performance of intermediary activities for concluding reinsurance contracts on behalf of a person other than the assignor
Date of performance:
21.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
02.10.2018
33-3-08/5868
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
16.10.2018
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
