Ақжол-Валют
Authorized organization
11.05.2017
64-07-26/1700
Limited enforcement action
Written prescription
The nature of a breach:
1. пункт 41, 56 Правил № 144; пункт 2 стати 10 Закона Республики Казахстан О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма
Date of performance:
17.05.2017
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Golden Partners-2013" LTD
Authorized organization
16.06.2017
611020/1285
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of organization of exchange operations with available foreign currency
Date of performance:
14.07.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 37
- Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
JSC Gulsim
Authorized organization
10.08.2017
60-05-36/0/43/145
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Submitting incorrect reports of exchange operations with cash foreign currency
Date of performance:
10.08.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
"Заман Эксчейндж" LLC
Authorized organization
15.08.2017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
24.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
JSC Gulsim
Authorized organization
15.08.2017
60-05-12/1519
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the organization of exchange operations with cash foreign currency
Статья/пункты НПА, Статья КоАП:
1.
Статья: 56
-
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
"АЙСА Company" (АЙСА Компани)
Authorized organization
21.08.2017
протокол №64-07-15/4/71/1044 от 15.08.2017г.
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
«Триумф Финанс KZ» LLP
Authorized organization
15.09.2017
173500803/000098
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520,00
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Note:
violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
«Триумф Финанс KZ» LLP
Authorized organization
19.09.2017
58-07-29/2890
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of subparagraph 1 of paragraph 29 of the Rules for the organization and arrangement of premises of banks and organizations carrying out certain types of banking operations No. 250 dated August 24, 2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On requirenments for security and office space organization
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Еrmuhan" LTC
Authorized organization
27.10.2017
50-07-17/2083
Limited enforcement action
Written prescription
The nature of a breach:
1. Violations of paragraphs 31,40,51 of Regulation No. 144
Date of performance:
22.11.2017
Статья/пункты НПА, Статья КоАП:
1.
-
Note:
Ermuhan LLP №10 17 november 2017 (inc. №3537 17 november 2017) letter executed
Type of Enactments
1. Organization of exchange operations with cash foreign currency
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
«Nasha Valuta» LLP
Authorized organization
10.11.2017
57-06-35/2063
Limited enforcement action
Written prescription
The nature of a breach:
1. concerning observance of requirements of the foreign exchange legislation
Date of performance:
27.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 37
- Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. Статья: 53 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. Статья: 53 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
