Insurance Broker "Insurance Brokerage Services"
Insurance brockers
15.10.2018
24-2-03/494
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules № 47
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
16.10.2018
№405
Sanctions and other administrative penalties
Ban from discharge of duties
The nature of a breach:
1. Brokerage Services LLP Akhmetova Madina Bolatovna is discharged of performance of official duties and the consent to his appointment (election) to the executive's position is withdrawn.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
29.10.2018
№237
Sanctions and other administrative penalties
License suspension
The nature of a breach:
1. The license was suspended for six months due to non-compliance with the conditions and procedures for the activities of the insurance broker, defined by the regulatory legal act of the authorized body
Date of performance:
30.04.2019
Статья/пункты НПА, Статья КоАП:
Note:
The validity of the License is considered to be suspended from the date of bringing Regulations № 237 to the attention of Insurance broker LLP «Insurance Brokerage Services». It is brought to the attention on 2018-10-31.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Cinco Group Central Asia» Insurance Broker», LLP
Insurance brockers
08.11.2018
№33-3-08/7194
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of the legislation at the conclusion of reinsurance contracts
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Cinco Group Central Asia» Insurance Broker», LLP
Insurance brockers
06.12.2018
№33-3-08/7795
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of the requirements of paragraph 3 article 52-2 of the Law of the Republic of Kazakhstan « On insurance activities»
Date of performance:
14.12.2018
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
An organization engaged in microfinance activities
29.05.2017
175100803000113
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. Non-provision, and equally untimely provision of details by an information provider to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories, or provision of inaccurate details, shall
Date of performance:
17.07.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
An organization engaged in microfinance activities
29.05.2017
175100803000114
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. Non-provision, and equally untimely provision of details by an information provider to the credit bureau, received from a subject of credit history, the presentation of which is required in accordance with the legislation of the Republic of Kazakhstan on credit bureau and formation of credit histories, or provision of inaccurate details, shall
Date of performance:
17.07.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
Microfinancial organization "Karaganda MicroFinance" LLP
An organization engaged in microfinance activities
01.06.2017
58-12-11/1760
Limited enforcement action
Written warning
The nature of a breach:
1. Untimely submission of information
Date of performance:
20.06.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.11 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Microfinancial organization "Komek-Torgai" LLP
An organization engaged in microfinance activities
07.06.2017
№173900803000006
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900
The nature of a breach:
1. Failure in providing of information to loan office, congruence with the Law "On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Microfinancial organization «Казахстанская Микрофинансовая Компания» LLP
An organization engaged in microfinance activities
12.06.2017
52-14-21/3331
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the order and timing of reporting
Date of performance:
26.06.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
