"Insurance Company "Kazakhmys", JSC
Insurance organizations
02.07.2018
180000803001081
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
8384
The nature of a breach:
1. Administrative violations were expressed in the conclusion by the insurance organization of the compulsory insurance contract on conditions that do not meet the requirements of the legislation of the Republic of Kazakhstan in the insurance of objects for compulsory types of insurance not subject to insurance
Date of performance:
10.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 6
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Kazakhmys", JSC
Insurance organizations
02.07.2018
180000803001066, 180000803001067, 180000803001070 - 180000803001073, 180000803001076 - 180000803001080
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
130539
The nature of a breach:
1. The conclusion of an obligatory insurance contract by an insurance (reinsurance) company on conditions that do not comply with the requirements of the legislation of the Republic of Kazakhstan, expressed in setting the size of insurance premiums other than those specified by the laws of the Republic of Kazakhstan on compulsory types of insurance, as well as incorrect (unreasonable) application of coefficients in calculating insurance premiums
Date of performance:
10.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Kazakhmys", JSC
Insurance organizations
09.07.2018
180000803001183, 180000803001189
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
962000
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
20.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Kazakhmys", JSC
Insurance organizations
09.07.2018
180000803001180 - 180000803001182, 180000803001186 - 180000803001188
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1443000
The nature of a breach:
1. Аdministrative sanction was applied due to violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements by the financial and microfinancial organizations
Date of performance:
20.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
10.07.2018
№33-2-05/3943
Limited enforcement action
Written prescription
The nature of a breach:
1. On results of the inspection
Date of performance:
20.07.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
13.07.2018
№273
Sanctions and other administrative penalties
Ban from discharge of duties
The nature of a breach:
1. in connection with the revealed violations in activities of JSC «Oil Insurance Company» the Deputy Chairman of the Board of JSC «Oil Insurance Company» Tuleshov Alexander is discharged of performance of official duties and the consent to his appointment (election) to the executive's position is withdrawn.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
13.07.2018
№274
Sanctions and other administrative penalties
Ban from discharge of duties
The nature of a breach:
1. in connection with the revealed violations in activities of JSC «Oil Insurance Company» the Chairman of the Board of JSC «Oil Insurance Company» Zharkyn Alzhanov is discharged of performance of official duties and the consent to his appointment (election) to the executive's position is withdrawn
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
13.07.2018
№ 275
Sanctions and other administrative penalties
Ban from discharge of duties
The nature of a breach:
1. in connection with the revealed violations in activities of JSC «Oil Insurance Company» the Chairman of the Board of Directors of the JSC «Oil Insurance Company» Tlek Alzhanov is discharged of performance of official duties and the consent to his appointment (election) to the executive's position is withdrawn
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
18.07.2018
№33-2-05/4186
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of the requirements of paragraph 1 article 7 of the Accounting and Financial Reporting law
Date of performance:
25.07.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: 1
- Of the Accounting and Financial Reporting law
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
18.07.2018
№33-2-05/4185
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of the requirements of paragraph 7 of the Resolution of Board of National Bank of the Republic of Kazakhstan №304 of December 26, 2016
Date of performance:
01.10.2018
Статья/пункты НПА, Статья КоАП:
1.
- For violation of legal requirements Republic of Kazakhstan
Note:
not Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
