"CNIC"Interteach", JSC
Insurance organizations
06.09.2018
№33-1-17/5341
Limited enforcement action
Written prescription
The nature of a breach:
1. Non-compliance of the requirements of the legislation of the Republic of Kazakhstan with the management bodies of the insurance organization
Date of performance:
24.09.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 34
Пункт: 4
- Of the Law of the Republic of Kazakhstan "On Insurance Activities"
2. Статья: 54 Пункт: 5 - Of the Law «On joint stock companies»
2. Статья: 54 Пункт: 5 - Of the Law «On joint stock companies»
Note:
Performed on 21.09.2018
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
07.09.2018
180000803001325, 180000803001326, 180000803001327, 180000803001328, 180000803001329, 180000803001330
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1010100
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments
Date of performance:
30.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
-
Note:
payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
07.09.2018
180000803001331, 180000803001332
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
336700
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
30.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
11.09.2018
58-12-12/3446
Limited enforcement action
Written prescription
The nature of a breach:
1. subparagraph 6-1 paragraph 2,article 17 of the Law of Republic of Kazakhstan "On mandatory insurance of civil liability of vehicles owners" and paragraph 3,11 of the Rules for determining the amount of damage caused to the vehicle, approved by the resolution of Board of National Bank of Kazakhstan N.14 January 28,2016
Date of performance:
12.10.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
24.09.2018
183500803/000194
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240500
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments
Date of performance:
28.09.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
27.09.2018
№33-2-05/5735
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect calculation of the share of the reinsurer in insurance reserves
Date of performance:
11.10.2018
Статья/пункты НПА, Статья КоАП:
1.
- Resolution of the Board NBRK №76 dated May 06, 2014
2. - Regulation of the board of the NBRK No. 304 dated 26 the December 2016
2. - Regulation of the board of the NBRK No. 304 dated 26 the December 2016
Note:
not Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
30.12.2014
25-5-05/338/1270
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 10.12.2014
Date of performance:
09.01.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
15.01.2015
64-12-06/163
Limited enforcement action
Commitment letter
The nature of a breach:
1. Non-provision of information requested by the Central branch (Astana city) of NBRK. A violation of point 3 article 62-3 of the Law “About the National Bank of the Republic of Kazakhstan” by the Bank.
Date of performance:
28.01.2015
Статья/пункты НПА, Статья КоАП:
Note:
fulfilled
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
15.01.2015
64-12-06/163
Limited enforcement action
Commitment letter
The nature of a breach:
1. Non-provision of information requested by the Central branch (Astana city) of NBRK. A violation of point 3 article 62-3 of the Law “About the National Bank of the Republic of Kazakhstan” by the Bank.
Date of performance:
28.01.2015
Статья/пункты НПА, Статья КоАП:
Note:
fulfilled
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Insurance Company "TransOil", JSC
Insurance organizations
27.01.2015
631122/223
Limited enforcement action
Written prescription
The nature of a breach:
1. for failure to provide the complete requested information and documents for the authorized institution
Date of performance:
04.02.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
