Verny Insurance Broker LLP (formerly known as RMCG Insurance Broker LLP)
Insurance brockers
17.11.2015
150000803002403
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
396400
The nature of a breach:
1. administrative sanction was expressed in submission of the incorrect information to the authorized body
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
11.05.2018
180000803000943
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 443 000 тенге
The nature of a breach:
1. Аdministrative sanction was applied due to in the re-compiling during the year preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
21.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 13
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Marsh (Insurance Brokers)", LLP
Insurance brockers
09.12.2015
№38-4-04/998
Limited enforcement action
Written prescription
The nature of a breach:
1. By the results of inspection
Date of performance:
21.12.2015
Статья/пункты НПА, Статья КоАП:
1.
- By the results of inspection
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Marsh (Insurance Brokers)", LLP
Insurance brockers
09.12.2015
№38-4-04/999
Limited enforcement action
Commitment letter
The nature of a breach:
1. By the results of inspection
Date of performance:
21.12.2015
Статья/пункты НПА, Статья КоАП:
1.
- By the results of inspection
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
17.05.2018
№33-2-05/2800
Limited enforcement action
Written prescription
The nature of a breach:
1. For providing inaccurate information
Date of performance:
25.05.2018
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Marsh (Insurance Brokers)", LLP
Insurance brockers
21.12.2015
24-2-03/659
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of the requirements in the field of automation of accounting
Date of performance:
30.12.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«CIS Risk Consultant Company (insurance brokers), LLP
Insurance brockers
05.02.2016
37-3-07/146
Limited enforcement action
Written prescription
The nature of a breach:
1. For breach of the requirements of Rule №95 dated from 24.02.2012
Date of performance:
22.02.2016
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Cinco Group Central Asia» Insurance Broker», LLP
Insurance brockers
04.05.2016
№160000803003254
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тг.
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
27.07.2015
150000803001702
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
27125
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
27.07.2015
150000803001701
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21259
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
