"Insurance Company"Victoria", JSC
Insurance organizations
22.02.2016
37-4-04/226
Limited enforcement action
Written prescription
The nature of a breach:
1. For the failure to meet reporting deadline
Date of performance:
10.03.2016
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
24.02.2016
37-1-05/232
Limited enforcement action
Written prescription
The nature of a breach:
1. the standards of diversification was breached
Date of performance:
11.03.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
25.02.2016
37-2-05/235
Limited enforcement action
Written warning
The nature of a breach:
1. For the absence of underwriting decisions on the insurance contract
Статья/пункты НПА, Статья КоАП:
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
25.02.2016
37-2-05/239
Limited enforcement action
Written warning
The nature of a breach:
1. For the absence of underwriting decisions on the insurance contract
Статья/пункты НПА, Статья КоАП:
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
20.03.2013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100,00
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
20.03.2013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100,00
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"MOI Insurance Broker.kz", LLP
Insurance brockers
03.06.2013
30235/578
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting by statements organization as of 01.01.2013
Date of performance:
10.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«SP Malakut» Insurance Broker», LLP
Insurance brockers
03.06.2013
30235/579
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting by statements organization as of 01.01.2013
Date of performance:
10.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
03.06.2013
30235/581
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting by statements organization as of 01.01.2013
Date of performance:
10.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«e-kz.com» Insurance Broker», LLP
Insurance brockers
03.06.2013
30235/577
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting by statements organization as of 01.01.2013
Date of performance:
10.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
