"Insurance Company"Victoria", JSC
Insurance organizations
22.07.2015
37-2-04/912
Limited enforcement action
Commitment letter
The nature of a breach:
1. The requirement of Kazakhstan Republic law for standards of assets diversification was breached
Date of performance:
29.07.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
23.07.2015
37-2-04/920
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the late submission of list of large participants as on 01.07.2015
Date of performance:
30.07.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"CNIC"Interteach", JSC
Insurance organizations
23.07.2015
37-2-04/919
Limited enforcement action
Written prescription
The nature of a breach:
1. For the failure to meet semiannual reporting deadline
Date of performance:
31.07.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
24.07.2015
25-5-04/1002
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution № 25 of 01 March 2010 of the Board of the FSA
Date of performance:
03.08.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
27.07.2015
150000803001705
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
28631
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
27.07.2015
150000803001704
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
24957
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
27.07.2015
150000803001703
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
16974
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
LLP "Insurance Broker "RIAL"
Insurance brockers
05.02.2015
25-5-04/198
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.01.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«SP Malakut» Insurance Broker», LLP
Insurance brockers
13.02.2015
24-0-13/177
Limited enforcement action
Written prescription
The nature of a breach:
1. за нарушение требований в области автоматизации ведения бухгалтерского учета
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«e-kz.com» Insurance Broker», LLP
Insurance brockers
20.03.2015
24-0-03/232
Limited enforcement action
Written prescription
The nature of a breach:
1. за нарушение требований в области автоматизации ведения бухгалтерского учета
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
