«e-kz.com» Insurance Broker», LLP
Insurance brockers
28.11.2016
268
Sanctions and other administrative penalties
License suspension
The nature of a breach:
1. due to the non-compliance the limited measures of influence
Статья/пункты НПА, Статья КоАП:
Note:
The license shall be considered as suspended from the day of bringing the decision to LLP IB «e-kz.com» Insurance Broker»'s notice. Brought to the notice - 29.11.2016
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "Insurance Brokerage Services"
Insurance brockers
19.05.2015
24-0-13/314
Limited enforcement action
Written prescription
The nature of a breach:
1. За нарушение требований в области автоматизации ведения бухгалтерского учета
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Verny Insurance Broker LLP (formerly known as RMCG Insurance Broker LLP)
Insurance brockers
22.05.2015
37-2-04/614
Limited enforcement action
Commitment letter
The nature of a breach:
1. Representation of inadequate report
Date of performance:
29.05.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Verny Insurance Broker LLP (formerly known as RMCG Insurance Broker LLP)
Insurance brockers
22.05.2015
37-2-04/622
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the implementation of the Chief Accountant of office of the first head
Date of performance:
29.05.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
LLP "Insurance Broker "RIAL"
Insurance brockers
12.06.2015
37-2-04/714
Limited enforcement action
Commitment letter
The nature of a breach:
1. Violation of terms of the documents and information
Date of performance:
22.06.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
04.05.2018
180000803000908, 180000803000909
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
962000
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false information
Date of performance:
13.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker «Аon Kazakhstan», LLP
Insurance brockers
12.08.2015
150000803001810
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
396 400 тг.
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company" ASKO", JSC
Insurance organizations
05.05.2018
№180000803000874
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 202 500 тенге
The nature of a breach:
1. Аdministrative sanction was applied due to in repeated (two or more times within twelve consecutive calendar months) violation of the insurance organization established by the National Bank of the Republic of Kazakhstan prudential norm
Date of performance:
15.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
LLP "Insurance Broker "RIAL"
Insurance brockers
19.10.2015
37-2-04/1316
Limited enforcement action
Commitment letter
The nature of a breach:
1. delays in the publication of financial statements notice
Date of performance:
27.10.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Freedom Finance Life", JSC (renamed from "Life Insurance Company "Азия Life", JSC)
Insurance organizations
05.05.2018
№180000803000925
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
4810000
The nature of a breach:
1. Administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities
Date of performance:
19.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
