Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
20.04.2016
27-5-04/207
Limited enforcement action
Written warning
The nature of a breach:
1. The failure to file the financial and other statements on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company" ASKO", JSC
Insurance organizations
21.04.2016
64-12-06/1536
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the requirements of the Law of the ROK "On compulsory insurance of civil - legal liability of owners of vehicles "
Date of performance:
25.05.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Eurasia" Insurance Company", JSC
Insurance organizations
21.04.2016
27-5-04/215
Limited enforcement action
Written warning
The nature of a breach:
1. for untimely granting statements by organization as of 01.04.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
01.07.2015
37-2-04/792
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the submission of unreliable data as on 01.01.2015. and late submission of list of large participants as on 01.04.2015.
Date of performance:
09.07.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
01.07.2015
37-2-04/791
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the submission of unreliable insurance and reinsurance contract register as on 01.01.2015
Date of performance:
09.07.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
07.07.2015
37-4-05/829
Limited enforcement action
Commitment letter
The nature of a breach:
1. Unreliable reinsurance information was presented
Date of performance:
20.07.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
13.07.2015
1
Limited enforcement action
Written agreement
The nature of a breach:
1. About elimination of the violation of prudential normative
Date of performance:
01.12.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
14.07.2015
38-4-04/695
Limited enforcement action
Written prescription
The nature of a breach:
1. By the result inspection
Date of performance:
10.08.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
14.07.2015
38-4-04/696
Limited enforcement action
Commitment letter
The nature of a breach:
1. By the result inspection
Date of performance:
27.07.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Grain Insurance Company", JSC
Insurance organizations
20.07.2015
37-2-04/896
Limited enforcement action
Commitment letter
The nature of a breach:
1. The requirement of Kazakhstan Republic law for self-retention was breached
Date of performance:
30.07.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
