"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
15.10.2015
150000803002285
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198200
The nature of a breach:
1. "administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
15.10.2015
150000803002284
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
298850
The nature of a breach:
1. "administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
23.05.2016
№37-2-06/578
Limited enforcement action
Written prescription
The nature of a breach:
1. As a violance of the sub-paragraph 2) paragraph 8 of the Rules of financial reporting by financial institutions, specialized finance companies, Islamic special finance companies, microfinance institutions, approved by the Board of the National Bank of the Republic of Kazakhstan №41 from 28.01.2016.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 8
Пункт: 2
- Of the Law about the Procedure of Considering Applications of Individuals and Legal Entities
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
15.10.2015
150000803002296
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198200
The nature of a breach:
1. "administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
15.10.2015
150000803002295
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198200
The nature of a breach:
1. "administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
15.10.2015
150000803002294
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198200
The nature of a breach:
1. "administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
15.10.2015
150000803002293
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198200
The nature of a breach:
1. "administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Verny Insurance Broker LLP (formerly known as RMCG Insurance Broker LLP)
Insurance brockers
24.05.2016
37-3-06/596
Limited enforcement action
Written prescription
The nature of a breach:
1. For the late notice and breach of the order of notification about changes in the composition of executives
Date of performance:
31.05.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 29
- Of Rules # 95
Note:
Submitted 27.05.16у.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
15.10.2015
150000803002292
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198200
The nature of a breach:
1. "administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Cinco Group Central Asia» Insurance Broker», LLP
Insurance brockers
19.07.2016
№38-4-04/646
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
26.07.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
