"MOI Insurance Broker.kz", LLP
Insurance brockers
20.10.2016
№38-4-04/957
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
28.10.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company" ASKO", JSC
Insurance organizations
19.11.2015
150000803002507
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution №131 of 22 August 2008 of the Board of the NBRK
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"MOI Insurance Broker.kz", LLP
Insurance brockers
16.11.2016
№ 24-2-03/555
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.11.2016
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules №272
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Toyota Insurance Management (Insurance Brokers)" LLP
Insurance brockers
02.12.2016
37-2-15/1519
Limited enforcement action
Written warning
The nature of a breach:
1. Discrepancy of sum in Profit and losses statement on 01.10.2016g .
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«SP Malakut» Insurance Broker», LLP
Insurance brockers
05.12.2016
160000803003813
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424200
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
15.01.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«UIB Kazakhstan» Broker insurance company» LLP
Insurance brockers
06.12.2016
№38-4-04/1082
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
15.12.2016
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«UIB Kazakhstan» Broker insurance company» LLP
Insurance brockers
08.12.2016
№24-2-03/590
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules №272
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
12.05.2017
37-2-22/630
Limited enforcement action
Written prescription
The nature of a breach:
1. As a violance of the sub-paragraph 2) paragraph 8 of the Rules of financial reporting by financial institutions, specialized finance companies, Islamic special finance companies, microfinance institutions, approved by the Board of the National Bank of the Republic of Kazakhstan №41 from 28.01.2016.
Date of performance:
17.05.2017
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«CIS Risk Consultant Company (insurance brokers), LLP
Insurance brockers
22.05.2017
170000803000455
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
4 354 979 тг.
The nature of a breach:
1. administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«CIS Risk Consultant Company (insurance brokers), LLP
Insurance brockers
22.05.2017
170000803000454
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
373 136 тг.
The nature of a breach:
1. administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
