«KazakhExport» Export insurance company, JSC
Insurance organizations
28.05.2015
25-5-04/754
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.01.2015
Date of performance:
08.06.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company" ASKO", JSC
Insurance organizations
28.05.2015
25-5-04/756
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.01.2015
Date of performance:
08.06.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
28.05.2015
25-5-04/758
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.01.2015
Date of performance:
08.06.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
28.05.2015
25-5-04/755/ 25-5-04/914
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.01.2015
Date of performance:
08.06.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
28.05.2015
25-5-04/759
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.01.2015
Date of performance:
08.06.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
08.06.2015
37-2-04/689
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of terms of performance of the Plan of measures to improve financial stability
Date of performance:
01.07.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
11.06.2015
25-5-04/803
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution №131 of 22 August 2008 of the Board of the FSA
Date of performance:
22.06.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
22.06.2015
25-5-04/850
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution №131 of 22 August 2008 of the Board of the FSA
Date of performance:
30.06.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
22.06.2015
25-5-04/851
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution №183 of 28 November 2008 of the Board of the FSA
Date of performance:
02.07.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
01.07.2015
37-2-04/791
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the submission of unreliable insurance and reinsurance contract register as on 01.01.2015
Date of performance:
09.07.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
