LLP "Insurance Broker "RIAL"
Insurance brockers
19.10.2015
37-2-04/1316
Limited enforcement action
Commitment letter
The nature of a breach:
1. delays in the publication of financial statements notice
Date of performance:
27.10.2015
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Freedom Finance Life", JSC (renamed from "Life Insurance Company "Азия Life", JSC)
Insurance organizations
05.05.2018
№180000803000925
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
4810000
The nature of a breach:
1. Administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities
Date of performance:
19.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Verny Insurance Broker LLP (formerly known as RMCG Insurance Broker LLP)
Insurance brockers
19.10.2015
37-2-04/1315
Limited enforcement action
Commitment letter
The nature of a breach:
1. for the failure to provide information about publishing reports
Date of performance:
27.10.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Freedom Finance Life", JSC (renamed from "Life Insurance Company "Азия Life", JSC)
Insurance organizations
05.05.2018
№180000803000917-№180000803000924
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
962000
The nature of a breach:
1. Administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities
Date of performance:
19.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker «Аon Kazakhstan», LLP
Insurance brockers
05.11.2015
38-4-04/939
Limited enforcement action
Commitment letter
The nature of a breach:
1. By results of inspection
Date of performance:
11.11.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker «Аon Kazakhstan», LLP
Insurance brockers
05.11.2015
38-4-04/938
Limited enforcement action
Written prescription
The nature of a breach:
1. By the results of inspection
Date of performance:
20.11.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker «Аon Kazakhstan», LLP
Insurance brockers
09.11.2015
24-2-03/587
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of the requirements in the field of automation of accounting
Date of performance:
20.01.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Cinco Group Central Asia» Insurance Broker», LLP
Insurance brockers
17.11.2015
150000803002402
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
396400
The nature of a breach:
1. administrative sanction was expressed in submission of the incorrect information to the authorized body
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Verny Insurance Broker LLP (formerly known as RMCG Insurance Broker LLP)
Insurance brockers
17.11.2015
150000803002403
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
396400
The nature of a breach:
1. administrative sanction was expressed in submission of the incorrect information to the authorized body
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
11.05.2018
180000803000943
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 443 000 тенге
The nature of a breach:
1. Аdministrative sanction was applied due to in the re-compiling during the year preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
21.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 13
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
