Authorized organization
31.03.2025
33-03-30/80 К131
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. the journal of registers of foreign currency purchased and sold in cash does not record the last name, first name and patronymic and the individual identification number of the client.
2. The cashier of the exchange office carried out the operation without requesting an identity document from the client.
2. The cashier of the exchange office carried out the operation without requesting an identity document from the client.
Date of performance:
11.04.2025
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 51
Пункт: 2
-
2. Статья: П. 51 Пункт: 3 -
2. Статья: П. 51 Пункт: 3 -
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Islamic bank "Zaman-Bank", JSC
Second tier banks
07.03.2025
250000800000070
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210-1
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Authorized organization
20.03.2025
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
22.05.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Mortgage оrganization "Express Finance" JSC
Mortgage organizations
14.03.2025
250000800000068, 250000800000069
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
04.03.2025
5915-25-00-3/842
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
550 480
The nature of a breach:
1. Failure of financial monitoring entities to take measures to properly verify the client
Date of performance:
19.04.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Authorized organization
04.03.2025
5915-25-00-3/842
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
550 480
The nature of a breach:
1. Failure of financial monitoring entities to take measures to properly verify the client
Date of performance:
19.04.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Authorized organization
04.03.2025
5915-25-00-3/842
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
550 480
The nature of a breach:
1. Failure of financial monitoring entities to take measures to properly verify the client
Date of performance:
19.04.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Authorized organization
04.03.2025
5915-25-00-3/842
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
550 480
The nature of a breach:
1. Failure of financial monitoring entities to take measures to properly verify the client
Date of performance:
19.04.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Authorized organization
18.03.2025
25-04-17/689
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
1. violetion of paragraph 53 of rules №49
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
17.03.2025
33-03-30/73
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. LLP for the activity of carrying out exchange operations with foreign currency in cash, at the exchange office did not ensure the availability of at least 100 (one hundred) percent of the minimum authorized capital (100 million tenge)
2. Submission of an unreliable report in accordance with Appendix 13 of Regulation No. 49
2. Submission of an unreliable report in accordance with Appendix 13 of Regulation No. 49
Статья/пункты НПА, Статья КоАП:
1.
Статья: 33-1
-
2. Статья: 218 Пункт: 7 -
2. Статья: 218 Пункт: 7 -
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
