"Рай-Нат" LLP
Authorized organization
11.06.2025
253100800000008
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Authorized organization
25.06.2025
Sanctions and other administrative penalties
Written prescription
The nature of a breach:
Date of performance:
08.07.2025
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Citibank Kazakhstan", JSC
Second tier banks
10.06.2025
250000800000350
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Submission by the currency control agent of an incomplete and (or) unreliable report on currency export or import agreements provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 7
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Citibank Kazakhstan", JSC
Second tier banks
10.06.2025
250000800000347
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Citibank Kazakhstan", JSC
Second tier banks
10.06.2025
250000800000316
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58 980
The nature of a breach:
1. Submission by an authorized bank or a professional participant in the securities market performing foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 4
-
Note:
факт представления недостоверного отчета о движении денег на банковских счетах клиентов в иностранной валюте по форме, предназначенной для сбора административных данных, согласно приложению 3 к Правилам 294
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Citibank Kazakhstan", JSC
Second tier banks
10.06.2025
250000800000351
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation of the procedure for the purchase and (or) sale of non-cash foreign currency on the domestic foreign exchange market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 1-1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Citibank Kazakhstan", JSC
Second tier banks
10.06.2025
250000800000348
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Note:
отчет об операциях клиентов банка с крупными объемами покупки иностранной валюты, согласно приложению 4 к Правилам 292
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Citibank Kazakhstan", JSC
Second tier banks
10.06.2025
№ 250000800000317, № 250000800000318, № 250000800000319, № 250000800000320, № 250000800000321, № 250000800000322, № 250000800000323, № 250000800000324, № 250000800000325, № 250000800000326, № 250000800000327, № 250000800000328, № 250000800000329
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
766 740
The nature of a breach:
1. Submission by an authorized bank or a professional participant in the securities market performing foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Citibank Kazakhstan", JSC
Second tier banks
10.06.2025
250000800000349
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Submission by the currency control agent of an incomplete and (or) unreliable report on the notification of currency transactions carried out, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Citibank Kazakhstan", JSC
Second tier banks
10.06.2025
№ 250000800000295, № 250000800000296, № 250000800000297, № 250000800000298, № 250000800000299, № 250000800000300, № 250000800000301, № 250000800000302, № 250000800000303, № 250000800000304, № 250000800000305, № 250000800000306, № 250000800000307, № 250000800000308, № 250000800000309, № 250000800000310, № 250000800000311, № 250000800000312, № 250000800000313, № 250000800000314, № 250000800000315
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 238 580
The nature of a breach:
1. Submission to currency control agents of an incomplete and (or) unreliable report on notification of conducted currency transactions provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
