"Insurance Company "TransOil", JSC
Insurance organizations
31.07.2017
170000803000696
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
567 250 тенге
The nature of a breach:
1. Administrative sanction was expressed in the failure to comply with the written agreement
Date of performance:
13.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
-
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "TransOil", JSC
Insurance organizations
31.07.2017
170000803000685
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тенге
The nature of a breach:
1. For submission of false financial and other reporting
Date of performance:
13.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
31.07.2017
170000803000693
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
204 210 тенге
The nature of a breach:
1. Violation of the terms for coordination of a leading employee of a financial organization, banking and insurance holding, Guarantee fund of insurance payments by a financial organization, banking and insurance holding, Guarantee fund of insurance payments
Date of performance:
11.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 231
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
31.07.2017
170000803000692
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
204 210 тенге
The nature of a breach:
1. Violation of the terms for coordination of a leading employee of a financial organization, banking and insurance holding, Guarantee fund of insurance payments by a financial organization, banking and insurance holding, Guarantee fund of insurance payments,
Date of performance:
11.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 231
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
31.07.2017
170000803000690
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226 900 тенге
The nature of a breach:
1. Administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
11.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
31.07.2017
170000803000689
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226 900 тенге
The nature of a breach:
1. Administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
11.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
31.07.2017
170000803000688
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226 900 тенге
The nature of a breach:
1. Administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
11.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
31.07.2017
170000803000687
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
907600
The nature of a breach:
1. Preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
11.09.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
31.07.2017
170000803000713, 170000803000716, 170000803000717, 170000803000718, 170000803000719, 170000803000720, 170000803000721, 170000803000722, 170000803000723
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
4084200
The nature of a breach:
1. Administrative sanction resulted in the provision of false reporting to the authorized body
Date of performance:
31.08.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
31.07.2017
170000803000724, 170000803000725
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 815 200 тенге
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
31.08.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
