"Life Insurance Company "Freedom Finance Life", JSC (renamed from "Life Insurance Company "Азия Life", JSC)
Insurance organizations
05.09.2017
33-4-07/890
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of the standard of asset diversification
Статья/пункты НПА, Статья КоАП:
1.
Статья: 42
- Regulation of the board of the NBRK No. 304 dated 26 the December 2016
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
11.09.2017
170000803000778, 170000803000779, 170000803000780
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
4084200
The nature of a breach:
1. Аdministrative sanction was applied due to in the re-compiling during the year preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
20.10.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 13
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
11.09.2017
170000803000777
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
907600
The nature of a breach:
1. Аdministrative sanction was applied due to preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
20.10.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
11.09.2017
170000803000781
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1134500
The nature of a breach:
1. Аdministrative sanction was applied due to in repeated (two or more times within twelve consecutive calendar months) violation of the insurance organization established by the National Bank of the Republic of Kazakhstan prudential norm
Date of performance:
20.10.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
21.09.2017
№33-1-07/1163
Limited enforcement action
Written warning
The nature of a breach:
1. For failure to comply with the requirements of paragraph 2.1.12 Written agreement №3 from 28.06.2017.
Статья/пункты НПА, Статья КоАП:
Note:
not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Kazakhmys", JSC
Insurance organizations
22.09.2017
33-4-07/1173
Limited enforcement action
Written warning
The nature of a breach:
1. For incorrect calculation of the insurance reserves
Статья/пункты НПА, Статья КоАП:
1.
Статья: 48
- Of Decision №76 of 6 May 2014 of the Board of the NBRK
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
26.09.2017
№33-1-07/1214
Limited enforcement action
Written prescription
The nature of a breach:
1. For inaccurate accounting of receivables
Date of performance:
02.10.2017
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
28.09.2017
170000803000834, 170000803000838, 170000803000839, 170000803000841
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1815200
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false data
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
28.09.2017
170000803000837
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453800
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
28.09.2017
170000803000842
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
907600
The nature of a breach:
1. Preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
